Vernon T. Bernardino
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Tolentino Bernardino was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 2004. Vernon had worked at 10 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 4, 2018 - May 14, 2025
H.C.WAINWRIGHT & CO., LLC
August 3, 2017 - October 2, 2018
SEAPORT GLOBAL SECURITIES LLC
September 1, 2015 - July 17, 2017
B. RILEY SECURITIES, INC.
July 10, 2013 - September 2, 2015
MLV & CO. LLC
August 21, 2012 - August 1, 2013
WYCHE SECURITIES, INC.
October 17, 2011 - December 31, 2011
GLOBAL HUNTER SECURITIES, LLC
April 6, 2010 - October 13, 2011
DAWSON JAMES SECURITIES, INC.
January 17, 2007 - January 2, 2009
RODMAN & RENSHAW, LLC
September 21, 2006 - January 10, 2007
UBS SECURITIES LLC
June 13, 2005 - August 8, 2006
RODMAN & RENSHAW, LLC
September 2, 2004 - April 4, 2005
STURDIVANT & CO. INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
H.C.WAINWRIGHT & CO., LLC
CRD#: 375 / SEC#: , 8-43115
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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