Heather R. Blomgren
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Heather Rene Blomgren, who also goes by Heather Rene Haines, was a registered financial professional .
Heather is a previously registered financial professional and started their career in finance in 2005. Heather had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2016 - August 22, 2016
HOOD RIVER CAPITAL MANAGEMENT LLC
April 6, 2016 - September 21, 2016
MAR VISTA INVESTMENT PARTNERS, LLC
January 9, 2014 - March 30, 2016
ROXBURY CAPITAL MANAGEMENT LLC
July 9, 2012 - July 1, 2016
FORESIDE FUND SERVICES, LLC
August 17, 2005 - July 10, 2012
FORESIDE DISTRIBUTION SOLUTIONS, LLC
Primary Firm SEC Registration
HOOD RIVER CAPITAL MANAGEMENT LLC
CRD#: 166089 / SEC#: 801-77537
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
HOOD RIVER CAPITAL MANAGEMENT LLC
CRD#: 166089 / SEC#: 801-77537
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 6,858,390,736 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
