Richard J. Martin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard J Martin, CFP® was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 2004. Richard had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2013
Experience
February 5, 2014 - December 31, 2024
THE CENTER FOR ELDERCARE FINANCE
June 1, 2011 - December 31, 2013
NEXT FINANCIAL GROUP, INC.
May 31, 2011 - December 31, 2013
NEXT FINANCIAL GROUP, INC.
August 23, 2004 - May 31, 2011
SPC
July 13, 2004 - May 31, 2011
PARKLAND SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
THE CENTER FOR ELDERCARE FINANCE
CRD#: 169964 / SEC#:
Contact information
Red Flags
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