Richelle A. Elberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richelle Ann Elberg, who also goes by Shelley Cullen, was a registered financial professional .
Richelle is a previously registered financial professional and started their career in finance in 2004. Richelle had worked at 1 firm and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2010 - January 6, 2012
JSI TRANSACTION ADVISORS, LLC
July 30, 2004 - February 20, 2008
JSI TRANSACTION ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
JSI TRANSACTION ADVISORS, LLC
CRD#: 122139 / SEC#: , 8-65469
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JSI CAPITAL ADVISORS, LLC | OWNER | |
| ALVAREZ, ENRIQUE NMN | CFO/FINOP | 4622342 |
| KING, WILLIAM E | PRESIDENT/CCO | |
| LEO STAURULAKIS | CHAIRMAN |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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