Duncan E. Rolph

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CRD#: 4787253

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Duncan Earl Rolph, CFP®, who also goes by Duncan Rolph, was a registered financial professional .

Duncan is a previously registered financial professional and started their career in finance in 2004. Duncan had worked at 6 firms and has passed the Series 66 and Series 7 exams.

Biography

Duncan has over 19 years of professional experience in advising high net worth families and is a principal of the firm. He advises high net worth families on investment policy development, portfolio construction, asset allocation, risk management, and wealth transfer planning.

Prior to Miracle Mile, Duncan was Managing Director for the West Coast Region of a $15 billion national investment consulting firm. Previously, Duncan managed and built a company from the ground up, successfully raising over $30 million in venture capital to co-found Dealersource, Inc., a software company that he later sold to Imaging Portals. Duncan received his Bachelor of Arts degree with honors from Northwestern University and his MBA from the University of Chicago. Additionally, Duncan holds his Certified Financial Planner (CFP®) designation.

Duncan is a Board Member and Head of the Finance and Investment Committee for the Santa Monica-Malibu Education Foundation and Independent Board Member for the Southern California Orthopedic Institute Foundation. He is actively involved in Big Brothers Big Sisters of Greater Los Angeles, and was also a founding member of the Milken Institute Young Leaders Circle.

Question & Answer

What are your service offerings?

Trust & estate planning

Philanthropic services

Financial planning

Trading individual securities

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Duncan Rolph

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/2013 - INSURANCE SALES; 3 HOURS PER MONTH; LOS ANGELES, CALIFORNIA 2. box3 capital LLC; Investment Related; Los Angeles; Pass-through investment entity; Managing Member; 07/10/2024; Approximately 10-20 hours per month; Sourcing, analyzing, and underwriting private investment opportunities and working with management teams to grow enterprise value.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Past

January 12, 2012 - April 11, 2025

COMPOSITION WEALTH, LLC

RIA

CRD#: 143483

LOS ANGELES, CA

Past

January 30, 2009 - December 2, 2011

CITY NATIONAL SECURITIES, INC.

CRD#: 103705

LOS ANGELES, CA

Past

July 18, 2008 - December 2, 2011

CONVERGENT WEALTH ADVISORS, LLC

RIA

CRD#: 143719

LOS ANGELES, CA

Past

January 17, 2006 - July 2, 2008

BEL AIR SECURITIES LLC

CRD#: 134953

LOS ANGELES, CA

Past

April 29, 2004 - January 7, 2009

BEL AIR INVESTMENT ADVISORS LLC

RIA

CRD#: 104580

LOS ANGELES, CA

Past

April 23, 2004 - July 31, 2006

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

LOS ANGELES, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/22/2004

General Securities Representative Examination

Current Firm

COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711

RIA

Registered Investment Advisory firm - (3/22/2012 Approved)

California

Registered Investment Advisory firm - (4/11/2012 Terminated)

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Contact information

Main Address

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064

Mailing Address

Phone number

(310) 246-1243

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (39 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPENDIX 1 - WRAP FEE PROGRAM BROCHURE (10/27/2025)

FORM ADV PART 2A (10/27/2025)

Regulatory assets under management

Total Number of Accounts	8,671
AUM (Assets Under Management)	$ 6,714,187,844

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Duncan E. Rolph

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CITY NATIONAL SECURITIES, INC.

CONVERGENT WEALTH ADVISORS, LLC

BEL AIR SECURITIES LLC

BEL AIR INVESTMENT ADVISORS LLC

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

Primary Firm SEC Registration

COMPOSITION WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2004

Series 7

Date: 4/22/2004

Current Firm

COMPOSITION WEALTH, LLC

Contact information

SEC notice filing (39 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMPOSITION WEALTH, LLC

TRUST BUT VERIFY

Contact information

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