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Duncan Earl Rolph

CFP®
Managing Partner
CRD# 4787253·Registered 2004 - 2025
Previously Registered: Being a previously registered professional could mean that Duncan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Duncan Earl Rolph, CFP®, who also goes by Duncan Rolph, was a registered financial advisor. Duncan was a previously registered financial professional and started their career in finance 2004 - 2025. Duncan had worked at 6 firms and has passed the Series 66 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

$1M–$5M

Account Minimum

250–500

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Services Offered

  • Estate & Legacy Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

Biography

Duncan has over 19 years of professional experience in advising high net worth families and is a principal of the firm. He advises high net worth families on investment policy development, portfolio construction, asset allocation, risk management, and wealth transfer planning. Prior to Miracle Mile, Duncan was Managing Director for the West Coast Region of a $15 billion national investment consulting firm. Previously, Duncan managed and built a company from the ground up, successfully raising...

Other Aliases

Duncan Rolph

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 2017

Years of Experience

22 years in the financial services industry

Current & Past Employments

COMPOSITION WEALTH, LLC·CRD# 143483
RIA
Los Angeles, CA
January 12, 2012 - April 11, 2025
RBC SECURITIES, INC·CRD# 103705
BD
Los Angeles, CA
January 30, 2009 - December 2, 2011
CONVERGENT WEALTH ADVISORS, LLC·CRD# 143719
RIA
Los Angeles, CA
July 18, 2008 - December 2, 2011
BEL AIR SECURITIES LLC·CRD# 134953
BD
Los Angeles, CA
January 17, 2006 - July 2, 2008
BEL AIR INVESTMENT ADVISORS LLC·CRD# 104580
RIA
Los Angeles, CA
April 29, 2004 - January 7, 2009
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC·CRD# 30107
BD
Los Angeles, CA
April 23, 2004 - July 31, 2006

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Current Firm

CW
COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711
RIA
Registered Investment Advisory firm - SEC (3/22/2012 Approved)
California
Registered Investment Advisory firm - California (4/11/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

11300 West Olympic Blvd Suite 800, Los Angeles, CA 90064

Phone Number

(310) 246-1243

# of Employees

128

SEC notice filing (40 States and Territories)

Registered to provide investment advisory services in 40 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

12,787

AUM (Assets Under Management)

$9,470,778,412

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. 05/2013 - INSURANCE SALES; 3 HOURS PER MONTH; LOS ANGELES, CALIFORNIA 2. box3 capital LLC; Investment Related; Los Angeles; Pass-through investment entity; Managing Member; 07/10/2024; Approximately 10-20 hours per month; Sourcing, analyzing, and underwriting private investment opportunities and working with management teams to grow enterprise value.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COMPOSITION WEALTH, LLC

COMPOSITION WEALTH, LLC | MIRACLE MILE ADVISORS, LLC | MIRACLE MILE ADVISORS, INC.

CRD#: 143483 / SEC#: 801-74711
RIA
Registered Investment Advisory firm - SEC (3/22/2012 Approved)
California
Registered Investment Advisory firm - California (4/11/2012 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Apr 2004About the Series 66 exam

Series 7 — General Securities Representative Examination

Passed Apr 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Services Offered by Duncan

  • Estate & Legacy Planning
  • Financial Planning
  • Investment Management
  • Retirement Planning

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