Robert M. Merrell

MFS FUND DISTRIBUTORS

Boston, MA 02199

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CRD#: 4787115

Professional summary

Robert Mark Merrell, who also goes by Rob Merrell, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Boston, Massachusetts.

Robert is registered as a RR (Registered Representative) and started their career in finance in 2004. Robert has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Rob Merrell

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Mark Merrell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2024 - Present

MFS FUND DISTRIBUTORS, INC.

Office #1: 111 Huntington Avenue, Boston, MA 02199

CRD#: 31052

Boston, MA

Past

March 14, 2018 - August 5, 2024

FEF DISTRIBUTORS, LLC

CRD#: 46585

NEW YORK, NY

Past

July 24, 2013 - March 5, 2018

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

April 25, 2012 - March 5, 2018

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 29, 2010 - December 31, 2011

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

CRD#: 5496

WELLESLEY HILLS, MA

Past

June 8, 2004 - January 5, 2010

JOHN HANCOCK DISTRIBUTORS LLC

CRD#: 5249

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(8/7/2024)

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/8/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/18/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/7/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

MFS FUND DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: , 8-45321

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

111 Huntington Avenue, Boston, MA 02199

Mailing Address

111 Huntington Avenue, Boston, MA 02199

Phone number

(617) 954-5000

Established

Delaware since 10/27/1992

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANY	PARENT COMPANY
GEREMIA, CAROL WILLIAM	DIRECTOR AND CHAIRMAN OF THE BOARD	1456883
HARDIN, HEIDI WALTER	SECRETARY	2619251
HUNT, MICHAEL ANDREW	CHIEF COMPLIANCE OFFICER	4150065
KEENAN, MICHAEL SEAN	PRESIDENT AND DIRECTOR	2324763
SMELSTOR, JOSEPH JOHN IV	TREASURER AND SENIOR GROUP CONTROLLER	6247186

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Robert M. Merrell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Mark Merrell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FEF DISTRIBUTORS, LLC

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

SUN LIFE FINANCIAL DISTRIBUTORS, INC.

JOHN HANCOCK DISTRIBUTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2013

Series 63

Date: 11/8/2004

SIE

Date: 10/1/2018

Series 7

Date: 1/18/2013

Series 6

Date: 6/7/2004

FINRA

Current Firm

MFS FUND DISTRIBUTORS, INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MFS FUND DISTRIBUTORS, INC.

TRUST BUT VERIFY

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