Rosemary Frank
Professional summary
Rosemary Frank, who also goes by Rosemary Gohn, is a registered financial advisor currently at ROSEMARY FRANK FINANCIAL, LLC located in Brentwood, Tennessee.
Rosemary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Rosemary has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Rosemary Frank's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 4, 2015 - Present
ROSEMARY FRANK FINANCIAL, LLC
Office #1: 205 Powell Place Suite 234, Brentwood, TN 37027January 6, 2012 - September 17, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
January 6, 2012 - September 17, 2015
TRANSAMERICA FINANCIAL ADVISORS, LLC
March 19, 2008 - January 6, 2012
INVESTMENT ADVISORS INTERNATIONAL, INC.
August 24, 2007 - January 6, 2012
WORLD GROUP SECURITIES, INC.
June 29, 2004 - July 30, 2007
WORLD EQUITY GROUP, INC.
May 6, 2004 - July 30, 2007
WORLD EQUITY GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/4/2015)
Exams
Current Firm
ROSEMARY FRANK FINANCIAL, LLC
CRD#: 279027 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 54 |
| AUM (Assets Under Management) | $ 32,411,639 |
Red Flags
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