Robert W. Hartmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert William Hartmann MR. was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 18, 2014 - April 26, 2017
SPRY CAPITAL, LLC
May 25, 2004 - December 31, 2012
CHARLES RAVEN CAPITAL MANAGEMENT CO
State Registrations and Notice Filings
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Current Firm
SPRY CAPITAL, LLC
CRD#: 170474 / SEC#:
Contact information
Red Flags
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