AW
Andrew J. Willms
THE MILWAUKEE COMPANY
THIENSVILLE, WI 53092
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CRD#: 4786893
AW
Professional summary
Andrew John Willms, who also goes by Andrew J Willms, is a registered financial advisor currently at THE MILWAUKEE COMPANY located in Thiensville, Wisconsin.
Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrew has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Andrew J Willms
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Lutheran Social Services of Wisconsin & Upper Michigan, Non investment related, 6737 W. Washington Street, Ste. 2275 l West Allis, WI 53214, Non profit provider of social services, Title: Board member, Start date of your relationship. January 1, 2022, Approximate number of hours/month you devote to the other business: 5 hrs, Number of hours you devote to the other business during securities trading hours: 40/year, describe your duties: Prepare for and attend Board meetings and serve on the finance committee. 2. Diane M. Hendricks Enterprises, Inc., Non investment related, 1 ABC Parkway, Beloit WI 53511, Private Holding company comprised of closely held businesses, Title: Board member, Start date of your relationship: November 2014, Approximate number of hours/month you devote to the other business: 2 hrs/month, Number of hours you devote to the other business during securities trading hours: 10/year,Briefly describe your duties: Prepare for and attend Board meetings. 3. ABC Supply Company, Inc., Non-investment related, 1 ABC Parkway, Beloit WI 53511, Private roofing, windows, gutters, and siding supply company, Position/title: Board member, Start date of your relationship: September 2008. Approximate number of hours/month you devote to the other business: 5 hrs/month, Number of hours you devote to the other business during securities trading hours: 40/year, Briefly describe your duties: Prepare for and attend Board meetings and audit committee meetings.
CRS (Client Relationship Summary) - RIA
Click below to view Andrew John Willms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 16, 2004 - Present
THE MILWAUKEE COMPANY
Office #1: 414 N. Main Street, Thiensville, WI 53092RIA
CRD#: 123452
THIENSVILLE, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TM
THE MILWAUKEE COMPANY
ESTATE COUNSELORS, LLC | WILLMS, S.C. | WILLMS ANDERSON, S.C. | THE MILWAUKEE COMPANY
CRD#: 123452 / SEC#: 801-62584
RIA
Registered Investment Advisory firm - (4/29/2004 Approved)Wisconsin
Registered Investment Advisory firm - (12/12/2005 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(9/16/2004)
Current Firm
TM
THE MILWAUKEE COMPANY
ESTATE COUNSELORS, LLC | WILLMS, S.C. | WILLMS ANDERSON, S.C. | THE MILWAUKEE COMPANY
CRD#: 123452 / SEC#: 801-62584
RIA
Registered Investment Advisory firm - (4/29/2004 Approved)Wisconsin
Registered Investment Advisory firm - (12/12/2005 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
414 N. Main Street, Thiensville, WI 53092
Mailing Address
Phone number
(262) 238-6980
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 318 |
| AUM (Assets Under Management) | $ 1,135,716,819 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/15/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE MILWAUKEE COMPANY
CRD#: 123452Thiensville, WI 53092TRUST BUT VERIFY
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