James Michael Bray
CFP®Professional Summary
James Michael Bray, CFP® is a registered financial advisor currently at CYPRESS WEALTH SERVICES, LLC located in Palm Desert, California. James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. James has worked at 10 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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MODERA WEALTH MANAGEMENT, LLC
Videos & Posts
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Contact Information
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Disclosures on record.
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MODERA WEALTH MANAGEMENT, LLC
Credentials
Years of Experience
22 years registered in the securities industry
Current & Past Employments
Current
Past
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MODERA WEALTH MANAGEMENT, LLC
Current Firm
CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP
Contact Information
Main Address
74150 Country Club Drive, Palm Desert, CA 92260Phone Number
(760) 834-7250# of Employees
21SEC notice filing (19 States and Territories)
Registered to provide investment advisory services in 19 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,215AUM (Assets Under Management)
$1,339,348,214Similar Advisors
MODERA WEALTH MANAGEMENT, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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MODERA WEALTH MANAGEMENT, LLC
Primary Firm SEC Registration
CYPRESS WEALTH SERVICES, LLC | THE CYPRESS GROUP
State Registrations and Notice Filings
(10/1/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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MODERA WEALTH MANAGEMENT, LLC
CRS (Client Relationship Summary) - RIA
Click below to view James Michael Bray's CRS (Customer Relationship Summary).
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MODERA WEALTH MANAGEMENT, LLC