Brian C. Lamone

UNITED ADVISORS AMERICA

Kansas City, MO 64119

Some features on this profile are disabled

CRD#: 4786488

Professional summary

Brian C Lamone, ChFC®, CLU® is a registered financial advisor currently at UNITED ADVISORS AMERICA located in Kansas City, Missouri.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Brian has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance agent for Alliance America Corporation, offering life and health insurance and fixed annuities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian C Lamone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

March 13, 2018 - Present

UNITED ADVISORS AMERICA

Office #1: 8051 N Denver Ave. #1203, Kansas City, MO 64119

RIA

CRD#: 147350

Kansas City, MO

Past

November 15, 2013 - March 20, 2018

WADDELL & REED

RIA

CRD#: 866

MANHATTAN, KS

Past

October 30, 2013 - March 20, 2018

WADDELL & REED

CRD#: 866

MANHATTAN, KS

Past

December 7, 2011 - October 14, 2013

NOVADIUS WEALTH MANAGEMENT

RIA

CRD#: 148229

KANSAS CITY, MO

Past

May 26, 2011 - December 2, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

KANSAS CITY, MO

Past

September 10, 2004 - December 2, 2011

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA | UNITED ADVISORS CORPORATION | UNITED ADVISORS AMERICA CORPORATION

CRD#: 147350 / SEC#: 801-114134

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2010 Terminated)

Arkansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/23/2015 Terminated)

Georgia

Registered Investment Advisory firm - (10/29/2018 Terminated)

Illinois

Registered Investment Advisory firm - (10/17/2018 Terminated)

Indiana

Registered Investment Advisory firm - (6/20/2011 Terminated)

Iowa

Registered Investment Advisory firm - (11/1/2018 Terminated)

Kansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Kentucky

Registered Investment Advisory firm - (10/29/2018 Terminated)

Michigan

Registered Investment Advisory firm - (10/30/2018 Terminated)

Missouri

Registered Investment Advisory firm - (10/29/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (10/30/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/30/2018 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/29/2018 Terminated)

Oregon

Registered Investment Advisory firm - (2/27/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/30/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (11/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Virginia

Registered Investment Advisory firm - (10/30/2018 Terminated)

Washington

Registered Investment Advisory firm - (1/28/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/29/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(5/21/2024)

IAR

Kansas
(5/20/2024)

IAR

Missouri
(3/13/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/14/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/14/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/29/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/9/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/11/2014

General Securities Principal Examination

Current Firm

UNITED ADVISORS AMERICA

UNITED ADVISORS AMERICA | UNITED ADVISORS CORPORATION | UNITED ADVISORS AMERICA CORPORATION

CRD#: 147350 / SEC#: 801-114134

RIA

Registered Investment Advisory firm - (10/12/2018 Approved)

Arizona

Registered Investment Advisory firm - (12/31/2010 Terminated)

Arkansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Florida

Registered Investment Advisory firm - (8/23/2015 Terminated)

Georgia

Registered Investment Advisory firm - (10/29/2018 Terminated)

Illinois

Registered Investment Advisory firm - (10/17/2018 Terminated)

Indiana

Registered Investment Advisory firm - (6/20/2011 Terminated)

Iowa

Registered Investment Advisory firm - (11/1/2018 Terminated)

Kansas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Kentucky

Registered Investment Advisory firm - (10/29/2018 Terminated)

Michigan

Registered Investment Advisory firm - (10/30/2018 Terminated)

Missouri

Registered Investment Advisory firm - (10/29/2018 Terminated)

North Carolina

Registered Investment Advisory firm - (10/30/2018 Terminated)

Ohio

Registered Investment Advisory firm - (10/30/2018 Terminated)

Oklahoma

Registered Investment Advisory firm - (10/29/2018 Terminated)

Oregon

Registered Investment Advisory firm - (2/27/2015 Terminated)

Pennsylvania

Registered Investment Advisory firm - (10/30/2018 Terminated)

Tennessee

Registered Investment Advisory firm - (11/1/2018 Terminated)

Texas

Registered Investment Advisory firm - (10/29/2018 Terminated)

Virginia

Registered Investment Advisory firm - (10/30/2018 Terminated)

Washington

Registered Investment Advisory firm - (1/28/2015 Terminated)

Wisconsin

Registered Investment Advisory firm - (10/29/2018 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

290 S Preston Road Suite 220, Prosper, TX 75078

Mailing Address

Phone number

(877) 443-0610

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (27 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A JUNE 2025 (6/30/2025)

Regulatory assets under management

Total Number of Accounts	2,625
AUM (Assets Under Management)	$ 353,695,420

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Eric Bailey

OSAIC WEALTH, INC.

IAR

SILVER SPRING, MD

Charles Helme

BH ASSET MANAGEMENT, LLC

IAR

New York, NY

Lawrence Birch

COMMONWEALTH FINANCIAL NETWORK

IAR

Vineland, NJ

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Brian C. Lamone

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian C Lamone's CRS (Customer Relationship Summary).

Certified licenses

Experience

WADDELL & REED

WADDELL & REED

NOVADIUS WEALTH MANAGEMENT

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

UNITED ADVISORS AMERICA

State Registrations and Notice Filings

Exams

Series 66

Date: 11/14/2013

Series 63

Date: 9/14/2004

SIE

Date: 3/20/2018

Series 7

Date: 10/29/2013

Series 6

Date: 9/9/2004

Series 24

Date: 3/11/2014

Current Firm

UNITED ADVISORS AMERICA

Contact information

SEC notice filing (27 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

UNITED ADVISORS AMERICA

TRUST BUT VERIFY

Similar Advisors