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GW

Gregory D. Welk

MANORHAVEN CAPITAL LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 4786404
GW

Professional summary

Gregory Dale Welk, who also goes by Gregory D Welk, is a registered financial professional currently at MANORHAVEN CAPITAL LLC located in New York, New York.

Gregory is registered as a RR (Registered Representative) and started their career in finance in 2005. Gregory has worked at 7 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 31, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gregory D Welk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gregory Dale Welk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 13, 2020 - Present

MANORHAVEN CAPITAL LLC

Office #1: 120 Wall Street 25th Floor, New York, NY 10005
BD
CRD#: 44965
New York, NY
Past

August 9, 2013 - October 8, 2018

ARC SECURITIES, LLC

BD
CRD#: 38045
80031, CO
Past

May 29, 2013 - July 26, 2013

TRANSWESTERN CAPITAL ADVISORS, LLC

RIA
CRD#: 141605
DENVER, CO
Past

May 24, 2013 - July 26, 2013

TRANSWESTERN CAPITAL MARKETS, LLC

BD
CRD#: 149210
DENVER, CO
Past

October 6, 2011 - May 9, 2013

UNION GAMING RESEARCH

RIA
CRD#: 150336
LAS VEGAS, NV
Past

June 16, 2010 - February 20, 2024

CBRE SECURITIES, LLC

BD
CRD#: 151592
LAS VEGAS, NV
Past

November 28, 2007 - February 27, 2010

ARC SECURITIES, LLC

RIA
CRD#: 38045
WASHINGTON, DC
Past

January 31, 2007 - September 1, 2011

ARC SECURITIES, LLC

BD
CRD#: 38045
WASHINGTON, DC
Past

September 19, 2005 - March 23, 2006

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
OAK BROOK, IL
Past

August 24, 2005 - March 23, 2006

MORGAN STANLEY DW INC.

BD
CRD#: 7556
OAK BROOK, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(5/13/2020)
RR
Nevada
(5/27/2020)
RR
New York
(5/13/2020)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 9/16/2005
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 9/27/2005
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 8/23/2005
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 7/8/2009
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/18/2007
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

MC
MANORHAVEN CAPITAL LLC
BENGAL PARTNERS LLC | MANORHAVEN CAPITAL LLC

CRD#: 44965 / SEC#: , 8-50911

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
120 Wall Street 25th Floor, New York, NY 10005
Mailing Address
120 Wall Street 25th Floor, New York, NY 10005
Phone number
(646) 230-1050
Established
Delaware since 03/04/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MANORHAVEN HOLDINGS, LLCOWNER
FULVIO, GENNARO JOHNFINOP & FINANCIAL OFFICER2435828
MARANS, ZACHARYPRESIDENT & CEO5946567
TAYLOR, TRACY DONALDCHIEF COMPLIANCE OFFICER1257628

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

MANORHAVEN CAPITAL LLC

CRD#: 44965New York, NY 10005

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