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Suzanne Virginia Smith

VALIC FINANCIAL ADVISORS
HOUSTON, TX
·CRD# 4786397·22 years experience

Professional Summary

Suzanne Virginia Smith, who also goes by Suzanne V Wyzinski, Suzanne VIrginia Wyzinski Ms., Suzanne Virginia Wyzinski, Suzanne Wyzinski, Suzy Wyzinski, is a registered financial advisor currently at VALIC FINANCIAL ADVISORS, INC. located in Houston, Texas and COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas. Suzanne is registered as a RR (Registered Representative) and started their career in finance in 2004. Suzanne has worked at 9 firms and has passed the Series 66, Series 63,...

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Suzanne V Wyzinski, Suzanne Virginia Wyzinski Ms., Suzanne Virginia Wyzinski, Suzanne Wyzinski, Suzy Wyzinski

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

VALIC FINANCIAL ADVISORS, INC.·CRD# 42803
RIA
BD
2929 Allen Parkway L3-20, Houston, TX 77019
September 11, 2018 - Present
COREBRIDGE CAPITAL SERVICES, INC.·CRD# 13158
BD
2929 Allen Parkway, Houston, TX 77019
April 7, 2020 - Present
COASTAL SECURITIES, INC.·CRD# 27834
BD
Houston, TX
April 8, 2013 - May 8, 2013
NEW ENGLAND SECURITIES·CRD# 615
RIA
Houston, TX
October 7, 2011 - March 1, 2013
NEW ENGLAND SECURITIES·CRD# 615
BD
Houston, TX
July 19, 2011 - March 1, 2013
MSI FINANCIAL SERVICES, INC.·CRD# 14251
RIA
Houston, TX
March 12, 2008 - July 20, 2011
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Houston, TX
March 11, 2008 - July 20, 2011
NEXT FINANCIAL GROUP, INC.·CRD# 46214
RIA
Houston, TX
October 16, 2007 - February 8, 2008
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Houston, TX
April 12, 2007 - February 8, 2008
COMERICA SECURITIES·CRD# 17079
BD
Houston, TX
July 3, 2006 - March 30, 2007
CHASE INVESTMENT SERVICES CORP.·CRD# 25574
BD
Chicago, IL
July 6, 2005 - September 6, 2005
BANC ONE SECURITIES CORPORATION·CRD# 16999
BD
Chicago, IL
April 29, 2004 - July 6, 2005

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Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.

AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: 8-28733
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Mailing Address

30 Hudson Street 18th Floor, Jersey City, NJ 07302

Phone Number

(201) 324-6300

Established

Delaware since 11/05/1982

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN GENERAL LIFE INSURANCE COMPANYSHAREHOLDER—
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Oct 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 2018About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2004About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Sep 2019About the Series 24 exam

Series 53 — Municipal Securities Principal Examination

Passed Feb 2010About the Series 53 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Suzanne Virginia Smith's CRS (Customer Relationship Summary).

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