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SS

Suzanne V. Smith

VALIC FINANCIAL ADVISORS
Houston, TX 77019
Some features on this profile are disabled
CRD#: 4786397
SS

Professional summary

Suzanne Virginia Smith, who also goes by Suzanne V Wyzinski, Suzanne VIrginia Wyzinski Ms., Suzanne Virginia Wyzinski, Suzanne Wyzinski, Suzy Wyzinski, is a registered financial professional currently at VALIC FINANCIAL ADVISORS, INC. located in Houston, Texas and COREBRIDGE CAPITAL SERVICES, INC. located in Houston, Texas.

Suzanne is registered as a RR (Registered Representative) and started their career in finance in 2004. Suzanne has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 24 and Series 53 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Suzanne V Wyzinski | Suzanne Virginia Wyzinski Ms. | Suzanne Virginia Wyzinski | Suzanne Wyzinski | Suzy Wyzinski

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Suzanne Virginia Smith's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 11, 2018 - Present

VALIC FINANCIAL ADVISORS, INC.

Office #1: 2929 Allen Parkway L3-20, Houston, TX 77019
RIA
BD
CRD#: 42803
Houston, TX
Current

April 7, 2020 - Present

COREBRIDGE CAPITAL SERVICES, INC.

Office #1: 2929 Allen Parkway, Houston, TX 77019
BD
CRD#: 13158
Houston, TX
Past

April 8, 2013 - May 8, 2013

COASTAL SECURITIES, INC.

BD
CRD#: 27834
HOUSTON, TX
Past

October 7, 2011 - March 1, 2013

NEW ENGLAND SECURITIES

RIA
CRD#: 615
HOUSTON, TX
Past

July 19, 2011 - March 1, 2013

NEW ENGLAND SECURITIES

BD
CRD#: 615
HOUSTON, TX
Past

March 12, 2008 - July 20, 2011

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
HOUSTON, TX
Past

March 11, 2008 - July 20, 2011

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
HOUSTON, TX
Past

October 16, 2007 - February 8, 2008

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
HOUSTON, TX
Past

April 12, 2007 - February 8, 2008

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
HOUSTON, TX
Past

July 3, 2006 - March 30, 2007

COMERICA SECURITIES

BD
CRD#: 17079
HOUSTON, TX
Past

July 6, 2005 - September 6, 2005

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CHICAGO, IL
Past

April 29, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/15/2007
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 5/4/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 9/11/2018
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 4/28/2004
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 9/5/2019
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 2/8/2010
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
COREBRIDGE CAPITAL SERVICES, INC.
AIG CAPITAL SERVICES, INC. | SUNAMERICA CAPITAL SERVICES, INC. | INTEGRATED RESOURCES CAPITAL SERVICES, INC. | INTEGRATED CAPITAL SERVICES, INC. | COREBRIDGE CAPITAL SERVICES, INC. | AIG SUNAMERICA CAPITAL SERVICES, INC.

CRD#: 13158 / SEC#: , 8-28733

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Mailing Address
30 Hudson Street 16th Floor, Jersey City, NJ 07302
Phone number
(201) 324-6300
Established
Delaware since 11/05/1982
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMERICAN GENERAL LIFE INSURANCE COMPANYSHAREHOLDER
BURNETTE, CYNTHIA LEACHIEF FINANCIAL OFFICER1863103
FORTEY, MICHAELCHIEF COMPLIANCE OFFICER2304969
NASTA, CHRISTINA MARIEPRESIDENT2736888

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158Houston, TX 77019

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