Jeffrey E. Carew
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Edwin Carew was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2004. Jeffrey had worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 2011 - September 28, 2018
PRUDENT MAN ADVISORS, INC.
April 20, 2004 - September 28, 2018
PMA SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
PRUDENT MAN ADVISORS, INC.
CRD#: 110022 / SEC#: 801-61312
Contact information
Documents
Red Flags
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