Christopher D. Fargnoli
Professional summary
Christopher David Fargnoli, who also goes by Christopher Fargnoli, is a registered financial professional currently at THE VERTICAL GROUP located in Red Bank, New Jersey.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2004. Christopher has worked at 4 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher David Fargnoli's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 23, 2022 - Present
THE VERTICAL GROUP
Office #1: 130 Maple Avenue Building 5, Ph, Red Bank, NJ 07701December 22, 2009 - April 15, 2022
ELEVATION, LLC
May 26, 2006 - January 5, 2010
GFI SECURITIES LLC
July 12, 2004 - August 3, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/30/2022)
(3/23/2022)
(3/23/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 1/22/2008
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
THE VERTICAL GROUP
CRD#: 104353 / SEC#: , 8-52814
Contact information
FINRA licenses (30 States and Territories)
Documents
Disclosures
| Regulatory Event | 13 |
Red Flags
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