Thomas A. Boehmke
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Allen Boehmke was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 2004. Thomas had worked at 7 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 29, 2018 - October 9, 2019
STRATEGIC WEALTH ADVISORS GROUP, INC.
November 20, 2015 - June 15, 2018
REGAL INVESTMENT ADVISORS LLC
June 10, 2011 - November 23, 2015
GRADIENT ADVISORS, LLC
October 16, 2009 - November 2, 2010
FORESTERS EQUITY SERVICES, INC.
May 4, 2009 - June 14, 2011
UNITED ADVISORS AMERICA
January 20, 2005 - October 26, 2007
CETERA WEALTH SERVICES, LLC
July 6, 2004 - January 4, 2005
1717 CAPITAL MANAGEMENT COMPANY
Primary Firm SEC Registration
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STRATEGIC WEALTH ADVISORS GROUP, INC.
CRD#: 285863 / SEC#: 801-130149
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 815 |
| AUM (Assets Under Management) | $ 140,150,911 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
