Annabelle M. Edon-baldwin
Professional summary
Annabelle Marie Edon-baldwin is a registered financial professional currently at SPIDERROCK EXS, LLC located in Chicago, Illinois.
Annabelle is registered as a RR (Registered Representative) and started their career in finance in 2004. Annabelle has worked at 4 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Annabelle Marie Edon-baldwin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 22, 2010 - Present
SPIDERROCK EXS, LLC
Office #1: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606Office #2: 300 S. Riverside Plaza Suite 2350, Chicago, IL 60606March 8, 2010 - May 12, 2010
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
October 16, 2007 - March 4, 2010
TD OPTIONS LLC
July 3, 2006 - February 1, 2010
TD PROFESSIONAL EXECUTION, INC.
December 9, 2004 - June 30, 2006
TD OPTIONS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2013)
(6/12/2015)
(6/30/2015)
(12/5/2016)
(12/1/2016)
(2/8/2018)
(2/24/2020)
(9/6/2013)
(4/29/2019)
(11/28/2016)
(1/10/2017)
(9/30/2022)
(11/28/2017)
(2/27/2017)
(10/28/2013)
(6/12/2015)
(11/28/2016)
(6/4/2015)
(5/16/2017)
(4/26/2019)
(10/24/2016)
Exams
Cboe Exchange, Inc.
FINRA
NYSE Arca, Inc.
Nasdaq Stock Market
Current Firm
SPIDERROCK EXS, LLC
CRD#: 148743 / SEC#: , 8-68062
Contact information
FINRA licenses (23 States and Territories)
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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