MH
Michael D. Harney
TCBI SECURITIES
Dallas, TX 75201
Some features on this profile are disabled
CRD#: 4785556
MH
Professional summary
Michael David Harney, who also goes by Michael David Harney Mr., Michael David Harney, is a registered financial professional currently at TCBI SECURITIES, INC. located in Dallas, Texas.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2004. Michael has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Michael David Harney Mr. | Michael David Harney
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Michael David Harney's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 20, 2026 - Present
TCBI SECURITIES, INC.
Office #1: 2000 Mckinney Avenue Suite 700, Dallas, TX 75201BD
CRD#: 313304
Dallas, TX
Past
January 24, 2025 - January 6, 2026
LIFESCI CAPITAL
BD
CRD#: 168404
Boston, MA
Past
May 2, 2017 - January 13, 2025
BTIG, LLC
BD
CRD#: 122225
BOSTON, MA
Past
May 20, 2004 - April 10, 2017
B. RILEY SECURITIES, INC.
BD
CRD#: 25027
BOSTON, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2026)
RR
Alaska(2/20/2026)
RR
Arizona(2/20/2026)
RR
Arkansas(2/20/2026)
RR
California(2/20/2026)
RR
Colorado(2/20/2026)
RR
Connecticut(2/20/2026)
RR
Delaware(2/20/2026)
RR
District of Columbia(2/20/2026)
RR
Florida(2/20/2026)
RR
Georgia(2/20/2026)
RR
Idaho(2/20/2026)
RR
Illinois(2/20/2026)
RR
Indiana(2/20/2026)
RR
Iowa(2/20/2026)
RR
Kansas(2/20/2026)
RR
Kentucky(2/20/2026)
RR
Louisiana(2/20/2026)
RR
Maine(2/20/2026)
RR
Maryland(2/20/2026)
RR
Massachusetts(2/20/2026)
RR
Michigan(2/20/2026)
RR
Minnesota(2/20/2026)
RR
Mississippi(2/20/2026)
RR
Missouri(2/20/2026)
RR
Montana(2/20/2026)
RR
Nebraska(2/20/2026)
RR
Nevada(2/20/2026)
RR
New Hampshire(2/20/2026)
RR
New Jersey(2/20/2026)
RR
New Mexico(2/20/2026)
RR
New York(2/20/2026)
RR
North Carolina(2/20/2026)
RR
North Dakota(2/20/2026)
RR
Oklahoma(2/20/2026)
RR
Oregon(2/20/2026)
RR
Pennsylvania(2/20/2026)
RR
Rhode Island(2/20/2026)
RR
South Carolina(2/20/2026)
RR
South Dakota(2/20/2026)
RR
Tennessee(2/20/2026)
RR
Texas(2/20/2026)
RR
Utah(2/20/2026)
RR
Vermont(2/20/2026)
RR
Virginia(2/20/2026)
RR
Washington(2/20/2026)
RR
West Virginia(2/20/2026)
RR
Wisconsin(2/20/2026)
RR
Wyoming(2/20/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TS
TCBI SECURITIES, INC.
TCBI SECURITIES | TEXAS CAPITAL SECURITIES | TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information
Main Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Mailing Address
2000 Mckinney Avenue Suite 700, Dallas, TX 75201
Phone number
(214) 932-6671
Established
Texas since 03/03/2021
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| GETTY, JOSEPH MATTHEW | AMLCO | 6343874 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
TCBI SECURITIES, INC.
CRD#: 313304Dallas, TX 75201TRUST BUT VERIFY
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