Nikki Danyel Walton | Financial Professional | Dallas, Texas | IHT WEALTH MANAGEMENT LLC

Professional summary

Nikki Danyel Walton, who also goes by Nikki Danyel Hurvey, Nikki Hurvey-walton, Nikki Walton, is a registered financial advisor currently at IHT WEALTH MANAGEMENT LLC located in Dallas, Texas and LPL FINANCIAL LLC located in Dallas, Texas.

Nikki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Nikki has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Nikki Danyel Hurvey | Nikki Hurvey-Walton | Nikki Walton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nikki Danyel Walton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 8, 2025 - Present

IHT WEALTH MANAGEMENT LLC

Office #1: 5310 Harvest Hill Rd, #100, Dallas, TX 75230

RIA

CRD#: 171481

Dallas, TX

Current

April 21, 2025 - Present

LPL FINANCIAL LLC

Office #1: 5310 Harvest Hill Rd Suite 100, Dallas, TX 75230Office #2: 4005 Nw Expressway, Suite 400 Suite 100, Oklahoma City, OK 73112

RIA

BD

CRD#: 6413

DALLAS, TX

Past

February 22, 2021 - April 9, 2025

PLEXUS FINANCIAL SERVICES, LLC

RIA

CRD#: 153132

NORTHLAKE, TX

Past

February 22, 2021 - April 9, 2025

PLEXUS FINANCIAL SERVICES, LLC

BD

CRD#: 153132

DEER PARK, IL

Past

March 26, 2014 - January 6, 2021

STANCORP EQUITIES, INC.

BD

CRD#: 19517

PLANO, TX

Past

January 17, 2014 - January 6, 2021

STANCORP INVESTMENT ADVISERS, INC.

RIA

CRD#: 110228

PLANO, TX

Past

September 21, 2006 - August 23, 2011

1ST GLOBAL CAPITAL CORP.

BD

CRD#: 30349

DALLAS, TX

Past

December 13, 2004 - November 18, 2005

CLARK SECURITIES, INC.

BD

CRD#: 43803

GREENSBORO, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Illinois
(4/8/2025)

RR

Illinois
(4/25/2025)

IAR

Oklahoma
(4/8/2025)

RR

Oklahoma
(4/22/2025)

IAR

Texas
(4/8/2025)

RR

Texas
(4/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

Series 63

Date: 6/11/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/13/2014

Uniform Investment Adviser Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 6

Date: 12/11/2004

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

RR

FINRA

Current Firm

IW

IHT WEALTH MANAGEMENT LLC

CRD#: 171481 / SEC#: 801-79769

RIA

Registered Investment Advisory firm - (5/28/2014 Approved)

Florida

Registered Investment Advisory firm - (12/6/2016 Terminated)

Illinois

Registered Investment Advisory firm - (2/24/2015 Terminated)

Texas

Registered Investment Advisory firm - (12/6/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

123 N. Wacker Dr. Suite 2300, Chicago, IL 60606

Mailing Address

Phone number

(855) 295-2828

Established

Firm type

Fiscal year end

# of Employees

179

SEC notice filing (36 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	23,131
AUM (Assets Under Management)	$ 6,376,084,483

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Nikki D. Walton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nikki Danyel Walton's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

PLEXUS FINANCIAL SERVICES, LLC

PLEXUS FINANCIAL SERVICES, LLC

STANCORP EQUITIES, INC.

STANCORP INVESTMENT ADVISERS, INC.

1ST GLOBAL CAPITAL CORP.

CLARK SECURITIES, INC.

Primary Firm SEC Registration

IHT WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 6/11/2022

Series 65

Date: 1/13/2014

SIE

Date: 10/1/2018

Series 6

Date: 12/11/2004

FINRA

Current Firm

IHT WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (36 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

IHT WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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