Jeremy J. Ofseyer

FLC CAPITAL ADVISORS

PALM DESERT, CA 92260

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CRD#: 4785239

Professional summary

Jeremy J. Ofseyer is a registered financial advisor currently at FLC CAPITAL ADVISORS located in Palm Desert, California.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Jeremy has worked at 2 firms and has passed the Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

I am the sole owner and managing member, since January 2017 of 7400H LLC, which owns 74000 Country Club Drive, Building H, and leases one office to my firm and another to neighbor. It takes a few hours per year.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy J. Ofseyer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2013 - Present

FLC CAPITAL ADVISORS

Office #1: 74000 Country Club Dr., Palm Desert, CA 92260

RIA

CRD#: 111822

PALM DESERT, CA

Past

April 16, 2004 - January 26, 2005

FULCRUM GLOBAL PARTNERS LLC

CRD#: 104455

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FLC CAPITAL ADVISORS

FLC CAPITAL ADVISORS | FLC FINANCIAL NETWORK

CRD#: 111822 / SEC#: 801-77600

RIA

Registered Investment Advisory firm - (2/7/2013 Approved)

California

Registered Investment Advisory firm - (3/10/2013 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2013 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(12/20/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 4/15/2004

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/21/2004

General Securities Principal Examination

Current Firm

FLC CAPITAL ADVISORS

FLC CAPITAL ADVISORS | FLC FINANCIAL NETWORK

CRD#: 111822 / SEC#: 801-77600

RIA

Registered Investment Advisory firm - (2/7/2013 Approved)

California

Registered Investment Advisory firm - (3/10/2013 Terminated)

Texas

Registered Investment Advisory firm - (2/8/2013 Terminated)

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Contact information

Main Address

44750 Village Court, Palm Desert, CA 92260

Mailing Address

Phone number

(760) 779-8110

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A, APP 1 - WRAP BROCHURE (1/17/2025)

ADV PART 2A - FIRM BROCHURE (1/17/2025)

Regulatory assets under management

Total Number of Accounts	791
AUM (Assets Under Management)	$ 709,893,714

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy J. Ofseyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy J. Ofseyer's CRS (Customer Relationship Summary).

Certified licenses

Experience

FLC CAPITAL ADVISORS

FULCRUM GLOBAL PARTNERS LLC

Primary Firm SEC Registration

FLC CAPITAL ADVISORS

State Registrations and Notice Filings

Exams

Series 7

Date: 4/15/2004

Series 24

Date: 6/21/2004

Current Firm

FLC CAPITAL ADVISORS

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FLC CAPITAL ADVISORS

TRUST BUT VERIFY

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