Robert R. Wiseman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert R Wiseman, who also goes by Rob Reed Wiseman, Rob Wiseman, Robert Reed Wiseman Mr., Robert Reed Wiseman, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2004. Robert had worked at 5 firms and has passed the Series 66, Series 63, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2022 - September 29, 2022
LIBERTY FINANCIAL ADVISORS, LLC
September 28, 2012 - December 31, 2021
LIBERTY FINANCIAL ADVISORS, LLC
January 6, 2012 - September 13, 2012
MSI FINANCIAL SERVICES, INC.
November 16, 2011 - September 13, 2012
MSI FINANCIAL SERVICES, INC.
April 22, 2010 - November 16, 2011
MML INVESTORS SERVICES, LLC
April 20, 2010 - November 16, 2011
MML INVESTORS SERVICES, LLC
March 7, 2006 - April 1, 2010
STRATEGIC ADVISERS LLC
August 16, 2004 - March 31, 2010
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIBERTY FINANCIAL ADVISORS, LLC
CRD#: 165472 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 82 |
| AUM (Assets Under Management) | $ 4,419,788 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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