Stacie L. Nyberg

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CRD#: 4785024

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Stacie Lynnette Nyberg, who also goes by Stacie Lynnette Steen, was a registered financial professional .

Stacie is a previously registered financial professional and started their career in finance in 2004. Stacie had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Stacie Lynnette Steen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 16, 2018 - May 12, 2020

S.G. LONG & COMPANY

RIA

CRD#: 47511

MISSOULA, MT

Past

November 4, 2014 - May 11, 2020

S.G. LONG & COMPANY

CRD#: 47511

MISSOULA, MT

Past

January 29, 2007 - July 26, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

MISSOULA, MT

Past

January 23, 2007 - July 26, 2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MISSOULA, MT

Past

October 22, 2004 - July 31, 2006

WADDELL & REED

RIA

CRD#: 866

MISSOULA, MT

Past

October 6, 2004 - July 31, 2006

WADDELL & REED

CRD#: 866

MISSOULA, MT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/7/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 10/5/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

S.G. LONG & COMPANY

S.G. LONG & COMPANY | SG LONG & COMPANY

CRD#: 47511 / SEC#: , 8-51816

Idaho

Registered Investment Advisory firm - SEC (1/8/2021 Approved)

Montana

Registered Investment Advisory firm - SEC (10/27/2017 Approved)

Texas

Registered Investment Advisory firm - SEC (12/21/2020 Approved)

Washington

Registered Investment Advisory firm - SEC (1/23/2023 Terminated)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

283 West Front Suite 302 Suite 302, Missoula, MT 59802

Mailing Address

283 West Front Suite 302, Missoula, MT 59802-4328

Phone number

(406) 721-0999

Established

Montana since 09/19/1995

Firm type

Corporation

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (37 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
SG LONG FINANCIAL SERVICES CORPORATION	HOLDING COMPANY
SEIDENSCHWARZ, ROBERT GUY ISAAC	DIRECTOR	1011121
COOPER, DIRK NATHAN	DIRECTOR
COSTA, BRUCE ANTHONY	DIRECTOR	6348002
FELIX, DARLA MARIE	CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER	5874509
KLEESE, MICHAEL F	DIRECTOR
VINSO, JOSEPH DAVID	DIRECTOR
WILLIAMS, SUSAN ELAINE	PRESIDENT/CEO	2290587

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 35,331,635

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Stacie L. Nyberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

S.G. LONG & COMPANY

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 65

Date: 10/21/2004

Series 63

Date: 9/7/2004

SIE

Date: 10/1/2018

Series 6

Date: 10/5/2004

Current Firm

S.G. LONG & COMPANY

Contact information

FINRA licenses (37 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

S.G. LONG & COMPANY

TRUST BUT VERIFY

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