Hannon E. Fayard

PNC WEALTH MANAGEMENT LLC

MOBILE, AL 36608

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CRD#: 4784311

Professional summary

Hannon E Fayard JR., who also goes by Hannon E Fayard, Hannon Elon Fayard Jr, Hannon Elon Fayard Jr., Hannon Elon Fayard, Hannon Fayard, is a registered financial advisor currently at PNC WEALTH MANAGEMENT LLC located in Mobile, Alabama.

Hannon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Hannon has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Hannon E Fayard | Hannon Elon Fayard Jr | Hannon Elon Fayard Jr. | Hannon Elon Fayard | Hannon Fayard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/01/2015 / Secretary / Lodi Marketing Group, Inc. / Non-Investment Related / Zero hours during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannon E Fayard JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Hannon E Fayard JR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 4, 2024 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 3920 Airport Boulevard, Mobile, AL 36608Office #2: 7800 Moffett Road, Semmes, AL 36575

RIA

CRD#: 129052

MOBILE, AL

Current

April 4, 2024 - Present

PNC WEALTH MANAGEMENT LLC

Office #1: 3920 Airport Boulevard, Mobile, AL 36608Office #2: 7800 Moffett Road, Semmes, AL 36575

RIA

CRD#: 129052

MOBILE, AL

Past

May 18, 2022 - April 4, 2024

LPL FINANCIAL LLC

RIA

CRD#: 6413

Mobile, AL

Past

May 18, 2022 - April 4, 2024

LPL FINANCIAL LLC

CRD#: 6413

Mobile, AL

Past

September 28, 2016 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

MOSS POINT, MS

Past

September 28, 2016 - May 18, 2022

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

MOSS POINT, MS

Past

September 16, 2015 - September 7, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

MOBILE, AL

Past

August 12, 2015 - September 7, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

MOBILE, AL

Past

May 14, 2015 - July 8, 2015

VOYA FINANCIAL ADVISORS, INC.

RIA

CRD#: 2882

MOBILE, AL

Past

April 16, 2015 - July 8, 2015

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

MOBILE, AL

Past

October 18, 2011 - November 4, 2014

LEVEL FOUR FINANCIAL, LLC

RIA

CRD#: 25700

MOBILE, AL

Past

October 17, 2011 - November 4, 2014

LEVEL FOUR FINANCIAL, LLC

CRD#: 25700

MOBILE, AL

Past

May 20, 2009 - November 12, 2010

SECURITIES NETWORK LLC

RIA

CRD#: 133785

MOBILE, AL

Past

May 14, 2009 - November 12, 2010

SECURITIES NETWORK LLC

CRD#: 133785

NORCROSS, GA

Past

April 3, 2007 - March 17, 2008

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

ATLANTA, GA

Past

August 3, 2005 - March 17, 2008

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

April 27, 2004 - January 28, 2005

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

April 27, 2004 - January 28, 2005

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/4/2024)

IAR

Alabama
(4/4/2024)

Florida
(1/10/2025)

Georgia
(2/10/2025)

Louisiana
(4/18/2024)

Mississippi
(4/18/2024)

Tennessee
(8/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/8/2005

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/10/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 1/2/2023

Municipal Securities Representative Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/6/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/26/2004

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/23/2007

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 7/19/2006

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

PNC WEALTH MANAGEMENT LLC

PNC INVESTMENTS | PNC WEALTH MANAGEMENT LLC | PNC WEALTH MANAGEMENT | PNC INVESTMENTS LLC

CRD#: 129052 / SEC#: 801-66195, 8-66195

RIA

Registered Investment Advisory firm - SEC (9/17/2003 Approved)

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

300 Fifth Avenue 26th Floor, Pittsburgh, PA 15222-2722

Mailing Address

1900 E. 9th Street 17th Floor, Cleveland, OH 44114

Phone number

(800) 762-6111

Established

Delaware since 09/17/2003

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Large

# of Employees

1,585

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

PORTFOLIO SOLUTIONS (10/17/2025)

PNC DIRECTIONS (10/17/2025)

GUIDED SOLUTIONS (10/17/2025)

PORTFOLIO SOLUTIONS STRATEGIST (10/17/2025)

CAPITAL DIRECTIONS ANNUITIES (10/17/2025)

CAPITAL DIRECTIONS (10/17/2025)

Direct owners and executive officers

Name	Position	CRD#
PNC BANK, NATIONAL ASSOCIATION	PARENT
BARNHART, TODD MARTIN	BOARD OF MANAGERS	6166298
FLYNN, SEAN	CHIEF COMPLIANCE OFFICER & BOARD OF MANAGERS	2790159
GUERRINI, RICHARD ROBERT	PRESIDENT, CEO, BOARD OF MANAGERS	1990015
HOLODINSKI, JOHN PAUL	BOARD OF MANAGERS	2494707
MITCHELL, JESSICA	BOARD OF MANAGERS	6624246
RAMOS, REGIS RESENDE	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	5205169
RICHARDSON, MARGARET MARY	CHIEF OPERATING OFFICER/BOARD OF MANAGERS	6002933
RODGERS, STEPHANIE ELIZABETH	BOARD OF MANAGERS & SECRETARY	6004741
SANTILLO, ROBERT WILSON	BOARD OF MANAGERS	5379581
SCHAFER, DAVID JOSEPH	CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER	1368781
THOMPSON, LEIGH CHASE	CHIEF LEGAL OFFICER	6534162
WEIDNER, KIMBERLY LYNN	CHIEF RISK OFFICER & BOARD OF MANAGERS	4080314

Regulatory assets under management

Total Number of Accounts	157,533
AUM (Assets Under Management)	$ 26,533,775,810

Disclosures

Regulatory Event	13
Arbitration	6

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2024	Cover Page	Report
09/20/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Hannon E. Fayard

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannon E Fayard JR.'s CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Hannon E Fayard JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

VOYA FINANCIAL ADVISORS, INC.

VOYA FINANCIAL ADVISORS, INC.

LEVEL FOUR FINANCIAL, LLC

LEVEL FOUR FINANCIAL, LLC

SECURITIES NETWORK LLC

SECURITIES NETWORK LLC

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PNC WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/8/2005

Series 63

Date: 5/10/2004

Series 52TO

Date: 1/2/2023

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/6/2006

Series 6

Date: 4/26/2004

Series 53

Date: 3/23/2007

Series 24

Date: 7/19/2006

FINRA

Current Firm

PNC WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

PNC WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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