Brian D. Ramm
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian D Ramm was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 2004. Brian had worked at 2 firms and has passed the Series 66, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 10, 2012 - January 18, 2023
I.M.S. WEALTH MANAGEMENT, LLC
December 11, 2007 - May 10, 2012
EQUITABLE ADVISORS, LLC
May 17, 2004 - May 10, 2012
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Exams
Current Firm
I.M.S. WEALTH MANAGEMENT, LLC
CRD#: 164717 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 33,426,545 |
Red Flags
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