Karah L. Franklin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Karah Leigh Franklin, who also goes by Karah Leigh Haghi, Karah Haghi, was a registered financial professional .
Karah is a previously registered financial professional and started their career in finance in 2004. Karah had worked at 4 firms and has passed the Series 63, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 2022 - December 31, 2022
RC PRIVATE SECURITIES, LLC
May 3, 2021 - December 31, 2021
VENTURE.CO BROKERAGE SERVICES LLC
October 26, 2010 - August 15, 2012
WAYPOINT DIRECT INVESTMENTS, LLC
November 6, 2006 - November 10, 2008
WAYPOINT DIRECT INVESTMENTS, LLC
May 25, 2004 - July 28, 2006
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2021
General Securities Representative ExaminationCurrent Firm
RC PRIVATE SECURITIES, LLC
CRD#: 310351 / SEC#: , 8-70606
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
