AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
CP

Carlos A. Perez

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT
Redwood City, CA 94065
Some features on this profile are disabled
CRD#: 4784058
CP

Professional summary

Carlos Alberto Perez, who also goes by Carlos A Perez, is a registered financial advisor currently at EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT located in Redwood City, California.

Carlos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Carlos has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Carlos A Perez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
PEREZ PROPERTIES 281 VISTA VERDE WAY PORTOLA VALLEY, CA NATURE OR BUSINESS: MANAGING MY REAL ESTATE HOLDINGS TITLE: OWNER START DATE: 1995 HOURS PER MONTH: 20 HOURS DURING SEC. TRADING: 10 DUTIES: MANAGING THE PROPERTIES I OWN

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carlos Alberto Perez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 23, 2014 - Present

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

Office #1: 3 Lagoon Drive Suite 155, Redwood City, CA 94065
RIA
CRD#: 110263
Redwood City, CA
Past

July 8, 1997 - December 31, 2008

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

RIA
CRD#: 110263
SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EY
EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT
EVART & YOUNG INVESTMENT MANAGEMENT | LEO H. EVART, INC. | EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT | EVART LEO H INC

CRD#: 110263 / SEC#: 801-42861

RIA
Registered Investment Advisory firm - (12/9/1992 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/23/2014)

Exams

State Security Law Exam
IAR
Series 65
Date: 9/23/2014
Uniform Investment Adviser Law Examination

Current Firm

EY
EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT
EVART & YOUNG INVESTMENT MANAGEMENT | LEO H. EVART, INC. | EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT | EVART LEO H INC

CRD#: 110263 / SEC#: 801-42861

RIA
Registered Investment Advisory firm - (12/9/1992 Approved)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
3 Lagoon Drive Suite 155, Redwood City, CA 94065
Mailing Address
Phone number
(650) 802-0342
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DISCLOSURE DOCUMENT FOR ALL CLIENTS (3/27/2025)

Regulatory assets under management

Total Number of Accounts705
AUM (Assets Under Management)$ 238,884,583

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVART, YOUNG & HOBBS INVESTMENT MANAGEMENT

CRD#: 110263Redwood City, CA 94065

TRUST BUT VERIFY

Monitor Carlos Perez

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Ashkahn Moayedi
Ashkahn MoayediAdvisorCheck Check Mark
WELLS FARGO CLEARING SERVICES, LLC
IAR
RR
DANVILLE, CA
AG
Adam GreenAdvisorCheck Check Mark
J.P. MORGAN SECURITIES LLC
IAR
RR
SAN MATEO, CA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2025 AdvisorCheck, an AIMR Analytics company. All rights reserved.