Alfred W. Anderson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alfred William Anderson JR, who also goes by Al Anderson, was a registered financial professional .
Alfred is a previously registered financial professional and started their career in finance in 1964. Alfred had worked at 7 firms and has passed the Series 63, Series 55, PC, Series 1, Series 12 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 23, 1993 - December 20, 2001
COASTAL SECURITIES, INC.
February 27, 1991 - June 18, 1993
RAUSCHER PIERCE REFSNES, INC.
January 24, 1985 - February 6, 1992
NASH, WEISS & CO.
March 31, 1981 - November 15, 1984
SCHNEIDER, BERNET & HICKMAN, INC.
September 8, 1976 - July 1, 1989
JEFFERIES LLC
February 8, 1973 - August 16, 1976
PRINCIPAL FINANCIAL SECURITIES,INC.
June 1, 1971 - February 26, 1973
JEFFERIES LLC
June 10, 1964 - February 23, 1973
A W ANDERSON & CO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 1/21/2000
Limited Representative-Equity Trader ExamPC
Date: 7/17/1992
AMEX Put and Call ExamSeries 1
Date: 6/3/1960
Registered Representative ExaminationSeries 12
Date: 7/16/1983
NYSE Branch Manager ExaminationCurrent Firm
COASTAL SECURITIES, INC.
CRD#: 27834 / SEC#: , 8-43227
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
Red Flags
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