LW
Leslie K. Wagner
STRATEGIC FINANCIAL CONCEPTS
SAN ANTONIO, TX 78213
Some features on this profile are disabled
CRD#: 4783984
LW
Professional summary
Leslie Kristen Wagner, who also goes by Kristen Boatwright, Leslie Kristen Boatwright, is a registered financial advisor currently at STRATEGIC FINANCIAL CONCEPTS, LLC located in San Antonio, Texas and LPL FINANCIAL LLC located in San Antonio, Texas.
Leslie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Leslie has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kristen Boatwright | Leslie Kristen Boatwright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 7/19/2010: Kristen Wagner - Not Investment Related - Other-Direct Sales - Time Spent 5% - Sell Mary Kay cosmetics products to individuals. (2) 5/22/2013: NFA Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). (3) 11/20/2013: DSW Holdings Inc - Investment Related - At Reported Business Location(s) - Business Entity For Tax/Investment Purposes Only - For Accounting Purposes Only. (4) 8/6/2014: National Financial Alliance - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 08/06/2014 - 20 Hours Per Month - Sell fixed insurance products. (5) 9/15/2014: Strategic Financial Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 08/06/2014 - 80 Hours Per Month During Securities Trading - Provide financial planning and advice to clients for a fee as well as asset management for a fee quarterly. (6) 10/6/2015: National Financial Alliance, LLC - Investment Related - At Reported Business Location(s) - Insurance Agency - Started 05/19/2010 - 100 Hours Per Month During Securities Trading. (7) 12/8/2017 - NFA Institutional Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/21/2017 - 20 Hours Per Month During Securities Trading. (8) 12/12/2017 - NFA Insurance - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/21/2017 - 10 Hours Per Month During Securities Trading. (9) 5/25/2018 - National Financial Alliance LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date:05/22/2018 - 80 Hour(s) Per Month/80 Hour(s) During Trading. (10) 08/20/2024 - DSW Holdings Inc - Real Estate Rental - Investment Related - Corpus Christi, TX - Start Date 01/01/2024 - 8 Hours Per Month/ 0 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Leslie Kristen Wagner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 28, 2008 - Present
STRATEGIC FINANCIAL CONCEPTS, LLC
Office #1: 6800 Park Ten Blvd. Suite 130e, San Antonio, TX 78213RIA
CRD#: 141849
SAN ANTONIO, TX
Current
September 8, 2009 - Present
LPL FINANCIAL LLC
Office #1: 901 Ne Loop 410 Suite 100, San Antonio, TX 78209RIA
BD
CRD#: 6413
San Antonio, TX
Past
June 2, 2016 - December 31, 2017
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 17, 2008 - September 8, 2009
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
SAN ANTONIO, TX
Past
May 7, 2004 - October 17, 2008
AMERICAN GENERAL SECURITIES INCORPORATED
BD
CRD#: 13626
SAN ANTONIO, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arkansas(12/6/2024)
IAR
Arkansas(4/10/2025)
RR
Colorado(6/2/2016)
RR
Florida(6/2/2016)
RR
Kentucky(1/26/2022)
RR
Louisiana(6/2/2016)
RR
Maryland(6/2/2016)
RR
New York(6/2/2016)
RR
North Carolina(1/25/2022)
RR
Oklahoma(6/2/2016)
RR
Pennsylvania(4/19/2010)
RR
Tennessee(8/9/2024)
IAR
Texas(8/28/2008)
RR
Texas(9/8/2009)
RR
Utah(6/2/2016)
RR
Virginia(6/2/2016)
RR
Washington(6/2/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
STRATEGIC FINANCIAL CONCEPTS, LLC
AGILE RETIREMENT MANAGEMENT | WWK WEALTH ADVISORS | WEALTH MANAGEMENT DIVISION OF CAPITOL CREDIT UNION | TRILOGY FINANCIAL PLANNING | THE RETIREMENT ANSWER MAN | TEXAS PRIVATE ASSET MANAGEMENT LLC | STRATEGIC FINANCIAL CONCEPTS, LLC | STEVENS WEALTH MANAGEMENT | SEIDENBERGER & COMPANY | ROUND ROCK ASSET MANAGEMENT LLC | ROMANO WEALTH MANAGEMENT | RETIREVEST FINANCIAL SOLUTIONS, LLC. | RED OAK FINANCIAL ASSET MANAGEMENT | ONE XVI WEALTH, LLC | OAKS WEALTH MANAGEMENT | NFA WEALTH MANAGEMENT | NFA INSTITUTIONAL SERVICES | NFA EMPOWERS | NATIONAL FINANCIAL ALLIANCE, LLC | MOFFATT FINANCIAL STRATEGIES | MEIGS FINANCIAL ADVISORS, LLC | MAYFIELD STEVENS FINANCIAL ADVISORS | JEFFREY SOLINSKY WEALTH MANAGEMENT | JEFFERY L. SOLINSKY WEALTH MANAGEMENT, A DIVISION OF SOLINSKY GROUP | G2 WEALTH MANAGEMENT PARTNERS, LLC | CORPORATE FINANCIAL STRATEGIES, LLC | CONCHO INVESTMENT ADVISORS | CHRISTENSEN FINANCIAL SERVICES, INC. | CARROLL ADVISORY GROUP | CAPITAL RETIREMENT PLANNING GROUP | BURNET WEALTH MANAGEMENT, PLLC | BURNET ASSET MANAGEMENT | BUBELA WEALTH MANAGEMENT | BENEFIT PLANNING GROUP INSURANCE & WEALTH MANAGEMENT | BENEFIT PLANNING GROUP | BB&A FINANCIAL GROUP | ASSET PLANNING & CONSULTING LLC
CRD#: 141849 / SEC#: 801-67243
RIA
Registered Investment Advisory firm - (10/24/2006 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
901 Ne Loop 410 Suite 100, San Antonio, TX 78209
Mailing Address
Phone number
(210) 737-7800
Established
Firm type
Fiscal year end
# of Employees
41
SEC notice filing (35 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,290 |
| AUM (Assets Under Management) | $ 1,006,017,397 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
