Joseph M. Tuccini

MCGLONE SUTTNER WEALTH MANAGEMENT

Appleton, WI 54913

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CRD#: 4783938

Professional summary

Joseph Matthew Tuccini, CFP®, who also goes by J Matt Tuccini, J. Matthew Tuccini, Joseph M Tuccini, Joseph Tuccini, Matt Tuccini, Matthew Tuccini, Matthew Tuccini, is a registered financial advisor currently at MCGLONE SUTTNER WEALTH MANAGEMENT, INC. located in Appleton, Wisconsin.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Joseph has worked at 12 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Board of Directors; Tuccini; Joseph M; Secretary; 300 W. Baraga Ave., , Marquette, MI, 49855; Not Investment-Related; 02/01/2023; 1 to 9 hours per month; 0 during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Matthew Tuccini's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2014

Experience

Current

March 13, 2025 - Present

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

Office #1: 3501 E Evergreen Drive Ste A, Appleton, WI 54913

RIA

CRD#: 149830

Appleton, WI

Past

February 15, 2024 - February 27, 2025

CRD#: 42803

CHICAGO, IL

Past

January 19, 2006 - May 2, 2006

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Past

July 6, 2005 - July 10, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

April 12, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

APPLETON CAPITAL PARTNERS, INC. | VERUS INVESTMENT ADVISORY GROUP, INC. | VERUS INVESTMENT ADVISORY GROUP | MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD#: 149830 / SEC#: 801-112692

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (3/27/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/7/2025)

IAR

Wisconsin
(3/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/8/2024

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 3/24/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/15/2024

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 2/14/2024

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/13/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/9/2004

Investment Company Products/Variable Contracts Representative Examination

Current Firm

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

APPLETON CAPITAL PARTNERS, INC. | VERUS INVESTMENT ADVISORY GROUP, INC. | VERUS INVESTMENT ADVISORY GROUP | MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

CRD#: 149830 / SEC#: 801-112692

RIA

Registered Investment Advisory firm - (3/22/2018 Approved)

Wisconsin

Registered Investment Advisory firm - (3/27/2018 Terminated)

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Contact information

Main Address

3501 E Evergreen Drive Ste A, Appleton, WI 54913

Mailing Address

Phone number

(920) 882-5299

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MCGLONE SUTTNER WEALTH MANAGEMENT, INC. FORM ADV PART 2A (2/28/2025)

Regulatory assets under management

Total Number of Accounts	2,722
AUM (Assets Under Management)	$ 815,977,938

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Joseph M. Tuccini

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Matthew Tuccini's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

ROBERTS FINANCIAL SERVICES, LLC

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

ASSETMARK, INC.

CAPITAL BROKERAGE CORPORATION

MSI FINANCIAL SERVICES, INC.

MSI FINANCIAL SERVICES, INC.

VALIC FINANCIAL ADVISORS, INC.

VALIC FINANCIAL ADVISORS, INC.

BANC ONE SECURITIES CORPORATION

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 4/8/2024

Series 66

Date: 3/24/2008

Series 7TO

Date: 2/15/2024

SIE

Date: 2/14/2024

Series 7

Date: 3/13/2006

Series 6

Date: 4/9/2004

Current Firm

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MCGLONE SUTTNER WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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