Aleksandr Paley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Aleksandr Paley, CFA, who also goes by Alex Paley, was a registered financial professional .
Aleksandr is a previously registered financial professional and started their career in finance in 2005. Aleksandr had worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 25, 2020 - March 29, 2021
TWO SIGMA SECURITIES, LLC
January 23, 2013 - December 10, 2018
TWO SIGMA SECURITIES, LLC
February 17, 2009 - July 19, 2011
DEUTSCHE BANK SECURITIES INC.
May 12, 2005 - January 28, 2009
VIRTU ITG LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 8/9/2010
Limited Representative-Equity Trader ExamCurrent Firm
TWO SIGMA SECURITIES, LLC
CRD#: 148960 / SEC#: , 8-68090
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 18 |
Red Flags
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