Vernon O. Larson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Vernon Oliver Larson, who also goes by Vernon Larson, was a registered financial professional .
Vernon is a previously registered financial professional and started their career in finance in 2004. Vernon had worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2020 - December 16, 2021
TOBIN & COMPANY SECURITIES LLC
August 29, 2007 - February 13, 2019
CETERA WEALTH SERVICES, LLC
August 20, 2007 - February 13, 2019
CETERA WEALTH SERVICES, LLC
October 26, 2006 - August 27, 2007
CITIGROUP GLOBAL MARKETS INC.
October 26, 2006 - August 27, 2007
CITIGROUP GLOBAL MARKETS INC.
June 28, 2004 - October 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 7, 2004 - October 25, 2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 9/3/2022
General Securities Representative ExaminationCurrent Firm
TOBIN & COMPANY SECURITIES LLC
CRD#: 137918 / SEC#: , 8-67134
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TOBIN & COMPANY INVESTMENT BANKING GROUP LLC | PARENT COMPANY | |
| TOBIN, JUSTINE EIDT | CHIEF COMPLIANCE OFFICER | 1641345 |
Red Flags
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