Edward A. Moody

CFM WEALTH PARTNERS LLC

Austin, TX 78731

Some features on this profile are disabled

CRD#: 4783505

Professional summary

Edward Allen Moody is a registered financial advisor currently at CFM WEALTH PARTNERS LLC located in Austin, Texas.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Edward has worked at 3 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The Seton Fund - 1206 W. 38th Street, #4200, Austin, TX - Not investment related - Trustee/Treasurer/Investment Committee Chair - Non profit hospital foundation - January 2019 - 2 hours per month devoted to the other business - minimal hours devoted during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Allen Moody's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2019 - Present

CFM WEALTH PARTNERS LLC

Office #1: 3500 Jefferson Street Suite 315, Austin, TX 78731

RIA

CRD#: 305135

Austin, TX

Past

November 12, 2012 - October 1, 2019

STEPHENS

RIA

CRD#: 3496

AUSTIN, TX

Past

November 12, 2012 - October 1, 2019

STEPHENS

CRD#: 3496

AUSTIN, TX

Past

July 14, 2004 - December 10, 2012

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

AUSTIN, TX

Past

May 18, 2004 - December 10, 2012

RBC CAPITAL MARKETS, LLC

CRD#: 31194

AUSTIN, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CFM WEALTH PARTNERS LLC

CFM WEALTH PARTNERS | CFM WEALTH PARTNERS LLC

CRD#: 305135 / SEC#: 801-117390

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(9/26/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/6/2004

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/13/2005

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/17/2004

General Securities Representative Examination

Current Firm

CFM WEALTH PARTNERS LLC

CFM WEALTH PARTNERS | CFM WEALTH PARTNERS LLC

CRD#: 305135 / SEC#: 801-117390

RIA

Registered Investment Advisory firm - (9/24/2019 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3500 Jefferson Street Suite 315, Austin, TX 78731

Mailing Address

Phone number

(512) 366-3925

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CFM DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (6/2/2025)

Regulatory assets under management

Total Number of Accounts	656
AUM (Assets Under Management)	$ 760,860,746

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Edward A. Moody

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward Allen Moody's CRS (Customer Relationship Summary).

Certified licenses

Experience

STEPHENS

STEPHENS

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

CFM WEALTH PARTNERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 7/6/2004

SIE

Date: 10/1/2018

Series 31

Date: 10/13/2005

Series 7

Date: 5/17/2004

Current Firm

CFM WEALTH PARTNERS LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CFM WEALTH PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors