SS
Steven D. Stock
LIFESTYLE ASSET MANAGEMENT
Texas City, TX 77590
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CRD#: 4782919
SS
Professional summary
Steven David Stock, who also goes by Steve Stock, is a registered financial advisor currently at LIFESTYLE ASSET MANAGEMENT, INC. located in Texas City, Texas and CETERA ADVISORS LLC located in Texas City, Texas.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Stock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)FOUR FINS LLC; PARTNER; REAL ESTATE; START DATE: 12/1/2008; 0 HOURS PER MONTH. 2.)COWARD CREEK CROSSING HOMEOWNERS ASSOCIATION; REAL ESTATE (RENT/INVEST/DEVELOP); START DATE: 3/31/2008; 0 HOURS PER MONTH. 3.) LIFESTYLE FINANCIAL ADVISORS, INC.; AGENT; "DOING BUSINESS AS" (DBA); START DATE: 4/16/2007. 4.) LIFESTYLE ASSET MANAGEMENT INC; IAR; REGISTERED INVESTMENT ADVISOR; START DATE: 08/01/2018. 5) INSURANCE; AGENT; INSURANCE; START DATE 11/06/2013; 24 HOURS PER MONTH 6) NAME OF OTHER BUSINESS: 42 OPTIONS, LLC, INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL ADDRESS, NATURE OF BUSINESS: FISHING CAMP, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: PARTNER, CO MANAGER, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: RECREATIONAL FISHING CAMP FOR PERSONAL USE;
CRS (Client Relationship Summary) - RIA
Click below to view Steven David Stock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 25, 2018 - Present
LIFESTYLE ASSET MANAGEMENT, INC.
Office #1: 1201 N. Logan St., Suite 100, Texas City, TX 77590RIA
CRD#: 157450
Texas City, TX
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #1: 1201 N Logan St Suite 100, Texas City, TX 77590BD
CRD#: 10299
Texas CIty, TX
Past
November 12, 2020 - November 17, 2022
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
TEXAS CITY, TX
Past
April 27, 2009 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
Texas City, TX
Past
May 30, 2008 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
Texas CIty, TX
Past
April 23, 2007 - May 30, 2008
FFP SECURITIES, INC.
BD
CRD#: 16337
FRIENDSWOOD, TX
Past
May 3, 2004 - April 20, 2007
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New Mexico(9/8/2022)
IAR
Texas(6/25/2018)
RR
Texas(9/8/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
LA
LIFESTYLE ASSET MANAGEMENT, INC.
CENTURION ADVISORS CORP. | LIFESTYLE FINANCIAL ADVISORS, INC. | LIFESTYLE ASSET MANAGEMENT, INC. | DFW RETIREMENT PLANNERS
CRD#: 157450 / SEC#: 801-116746
RIA
Registered Investment Advisory firm - (6/7/2019 Approved)Texas
Registered Investment Advisory firm - (6/12/2019 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
211 West Edgewood Suite 300, Friendswood, TX 77546
Mailing Address
Phone number
(281) 612-2035
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,294 |
| AUM (Assets Under Management) | $ 399,218,297 |
Red Flags
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Company Information
LIFESTYLE ASSET MANAGEMENT, INC.
CRD#: 157450Texas City, TX 77590TRUST BUT VERIFY
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