Nicole E. Seghetti
Professional summary
Nicole E Seghetti, CFP®, who also goes by Nicole Erin Houseal, is a registered financial advisor currently at LUMINARY FINANCIAL PLANNING located in Modesto, California.
Nicole is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Nicole has worked at 3 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Nicole E Seghetti's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2015
Experience
January 3, 2014 - Present
LUMINARY FINANCIAL PLANNING
Office #1: 2712 Marlboro Place, Modesto, CA 95355February 9, 2011 - December 7, 2011
CHASE INVESTMENT SERVICES CORP.
February 9, 2011 - December 7, 2011
CHASE INVESTMENT SERVICES CORP.
February 5, 2007 - January 24, 2011
EDWARD JONES
June 4, 2004 - January 24, 2011
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/3/2014)
Exams
Current Firm
LUMINARY FINANCIAL PLANNING
CRD#: 169270 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 61 |
| AUM (Assets Under Management) | $ 26,808,496 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
