Marcos M. Peixoto

ACT TWO INVESTORS LLC

Westport, CT

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CRD#: 4782526

Professional summary

Marcos Martins Peixoto, who also goes by Mark M. Peixoto, is a registered financial advisor currently at ACT TWO INVESTORS LLC located in Westport, Connecticut.

Marcos is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Marcos has worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark M. Peixoto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Self Employed DBA - Quartermaster Consulting Services 606 Post Road East Ste 3 PMB 657 Westport, CT 06880 Provide operational consulting services to Registered Investment Advisory firms Title/role: Consultant Typical services - review firm's operational procedures and practices, identify deviations from stated procedures and/or inefficiencies and offer recommendations. Currently, Act Two is my primary client. No hours are dedicated to other clients during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcos Martins Peixoto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 8, 2022 - Present

ACT TWO INVESTORS LLC

RIA

CRD#: 294046

Westport, CT

Past

March 8, 2011 - February 6, 2012

MULLANEY TRUST

RIA

CRD#: 136501

STAMFORD, CT

Past

September 24, 2007 - May 12, 2010

NIEMANN CAPITAL MANAGEMENT INC

RIA

CRD#: 106451

SCOTTS VALLEY, CA

Past

November 29, 2000 - April 25, 2006

SCHARF INVESTMENTS, LLC

RIA

CRD#: 105508

SANTA CRUZ, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ACT TWO INVESTORS LLC

CRD#: 294046 / SEC#: 801-112940

RIA

Registered Investment Advisory firm - (4/25/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/8/2022)

IAR

Texas
(11/8/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/5/2022

Uniform Investment Adviser Law Examination

Current Firm

ACT TWO INVESTORS LLC

CRD#: 294046 / SEC#: 801-112940

RIA

Registered Investment Advisory firm - (4/25/2018 Approved)

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Contact information

Main Address

Santa Cruz, CA

Mailing Address

Phone number

(831) 226-2915

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE MARCH 26, 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	304
AUM (Assets Under Management)	$ 581,432,469

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marcos M. Peixoto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marcos Martins Peixoto's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACT TWO INVESTORS LLC

MULLANEY TRUST

NIEMANN CAPITAL MANAGEMENT INC

SCHARF INVESTMENTS, LLC

Primary Firm SEC Registration

ACT TWO INVESTORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/5/2022

Current Firm

ACT TWO INVESTORS LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ACT TWO INVESTORS LLC

TRUST BUT VERIFY

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