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Arthur H Getz Iii

THRIVENT DISTRIBUTORS
Minneapolis, MN
·CRD# 4782426·22 years experience

Professional Summary

Arthur H Getz III, who also goes by Arthur Henry Getz III, Chip Getz, Arthur H Getz, Arthur Henry Getz, is a registered financial advisor currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota. Arthur is registered as a RR (Registered Representative) and started their career in finance in 2004. Arthur has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Arthur Henry Getz Iii, Chip Getz, Arthur H Getz, Arthur Henry Getz

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

THRIVENT DISTRIBUTORS, LLC·CRD# 179512
BD
901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265
November 5, 2025 - Present
EATON VANCE DISTRIBUTORS, INC.·CRD# 37731
BD
Boston, MA
October 31, 2022 - June 5, 2025
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Grosse Pointe Farms, MI
June 2, 2022 - October 5, 2022
IMST DISTRIBUTORS, LLC·CRD# 130745
BD
Portland, ME
May 5, 2022 - June 2, 2022
HRC FUND ASSOCIATES, LLC·CRD# 142846
BD
New York, NY
June 7, 2019 - March 14, 2022
INVESCO ADVISERS, INC.·CRD# 105360
RIA
Grosse Pointe Farms, MI
April 21, 2016 - May 31, 2019
INVESCO DISTRIBUTORS, INC.·CRD# 7369
BD
Houston, TX
April 12, 2016 - May 31, 2019
HATTERAS INVESTMENT PARTNERS, LP·CRD# 170628
RIA
Grosse Point Farms, MI
January 15, 2015 - March 22, 2016
HATTERAS CAPITAL DISTRIBUTORS, LLC·CRD# 143365
BD
Raleigh, NC
January 14, 2015 - March 22, 2016
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Portland, ME
November 21, 2014 - January 26, 2015
NATIONAL SECURITIES CORPORATION·CRD# 7569
BD
Chicago, IL
February 27, 2014 - June 11, 2014
ASTOR INVESTMENT MANAGEMENT LLC·CRD# 169679
RIA
Chicago, IL
December 10, 2013 - November 5, 2014
OAKPATH FINANCIAL·CRD# 161366
RIA
Northbrook, IL
March 1, 2013 - July 19, 2013
NEUBERGER BERMAN BD LLC·CRD# 2908
BD
New York, NY
October 13, 2010 - May 22, 2012
MUTUAL OF OMAHA INVESTOR SERVICES, INC.·CRD# 611
BD
Omaha, NE
May 28, 2009 - October 28, 2010
FORESIDE FUND SERVICES, LLC·CRD# 46106
BD
Chicago, IL
April 11, 2007 - November 5, 2008
INVESCO CAPITAL MARKETS, INC.·CRD# 6939
BD
Oakbrook Terrace, IL
April 13, 2004 - January 8, 2007

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Current Firm

TD
THRIVENT DISTRIBUTORS, LLC

THRIVENT DISTRIBUTORS, LLC

CRD#: 179512 / SEC#: 8-69606
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Contact Information

Main Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Mailing Address

901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3211

Phone Number

(800) 847-4836

Established

Delaware since 02/23/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
THRIVENT FINANCIAL HOLDINGS, INC.OWNER—
BEAVER, TROY ALANELECTED MANAGER AND VICE PRESIDENT5099275
CLOUTIER, JEFFREY DAVIDCHIEF FINANCIAL OFFICER5656265
DRYDEN, EDWARD STUARTVICE PRESIDENT2033420
JACKSON, JOHN DAVIDCHIEF LEGAL OFFICER AND SECRETARY5877878
KREMENAK, MICHAEL WALDENELECTED MANAGER AND PRESIDENT5892015
RIESTERER, JAMIE LEEELECTED MANAGER4784706
VANDEN HEUVEL, TANNER JOHNCHIEF COMPLIANCE OFFICER5739376

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Michigan
(11/5/2025)
RR
Ohio
(11/9/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2012About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Nov 2004About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 2004About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Arthur H Getz III's CRS (Customer Relationship Summary).

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