Arthur H. Getz
Professional summary
Arthur H Getz III, who also goes by Arthur Henry Getz III, Chip Getz, Arthur H Getz, Arthur Henry Getz, is a registered financial professional currently at THRIVENT DISTRIBUTORS, LLC located in Minneapolis, Minnesota.
Arthur is registered as a RR (Registered Representative) and started their career in finance in 2004. Arthur has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Arthur H Getz III's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 5, 2025 - Present
THRIVENT DISTRIBUTORS, LLC
Office #1: 901 Marquette Avenue Suite 2500, Minneapolis, MN 55402-3265October 31, 2022 - June 5, 2025
EATON VANCE DISTRIBUTORS, INC.
June 2, 2022 - October 5, 2022
FORESIDE FUND SERVICES, LLC
May 5, 2022 - June 2, 2022
IMST DISTRIBUTORS, LLC
June 7, 2019 - March 14, 2022
HRC FUND ASSOCIATES, LLC
April 21, 2016 - May 31, 2019
INVESCO ADVISERS, INC.
April 12, 2016 - May 31, 2019
INVESCO DISTRIBUTORS, INC.
January 15, 2015 - March 22, 2016
HATTERAS INVESTMENT PARTNERS, LP
January 14, 2015 - March 22, 2016
HATTERAS CAPITAL DISTRIBUTORS, LLC
November 21, 2014 - January 26, 2015
FORESIDE FUND SERVICES, LLC
February 27, 2014 - June 11, 2014
NATIONAL SECURITIES CORPORATION
December 10, 2013 - November 5, 2014
ASTOR INVESTMENT MANAGEMENT LLC
March 1, 2013 - July 19, 2013
OAKPATH FINANCIAL
October 13, 2010 - May 22, 2012
NEUBERGER BERMAN BD LLC
May 28, 2009 - October 28, 2010
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
April 11, 2007 - November 5, 2008
FORESIDE FUND SERVICES, LLC
April 13, 2004 - January 8, 2007
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/5/2025)
(11/9/2025)
Exams
FINRA
Current Firm
THRIVENT DISTRIBUTORS, LLC
CRD#: 179512 / SEC#: , 8-69606
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BEAVER, TROY ALAN | ELECTED MANAGER AND VICE PRESIDENT | 5099275 |
| CLOUTIER, JEFFREY DAVID | CHIEF FINANCIAL OFFICER | 5656265 |
| DRYDEN, EDWARD STUART | CHIEF COMPLIANCE OFFICER | 2033420 |
| JACKSON, JOHN DAVID | CHIEF LEGAL OFFICER AND SECRETARY | 5877878 |
| KREMENAK, MICHAEL WALDEN | ELECTED MANAGER AND PRESIDENT | 5892015 |
| RIESTERER, JAMIE LEE | ELECTED MANAGER | 4784706 |
Red Flags
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