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Eugene Blake Fambrough

CFP®
CRD# 4782319·Registered 2004 - 2017
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene Blake Fambrough, CFP®, who also goes by Blake Fambrough, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 2004 - 2017. Eugene had worked at 5 firms and has passed the Series 63 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Blake Fambrough

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial Planner

Years of Experience

22 years in the financial services industry

Current & Past Employments

Past

JOHN P. DUBOTS CAPITAL MANAGEMENT, LLCPast·CRD# 144468
RIA
Temecula, CA
December 18, 2014 - February 15, 2017
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
RIA
Riverside, CA
June 3, 2011 - November 22, 2011
CHASE INVESTMENT SERVICES CORP.Past·CRD# 25574
BD
Riverside, CA
May 12, 2011 - November 22, 2011
SIGNATOR INVESTORS, INC.Past·CRD# 468
RIA
Irvine, CA
September 10, 2010 - March 29, 2011
SIGNATOR INVESTORS, INC.Past·CRD# 468
BD
Irvine, CA
July 7, 2010 - March 29, 2011
LPL FINANCIAL LLCPast·CRD# 6413
RIA
Fort Mill, SC
July 2, 2009 - October 8, 2009
LPL FINANCIAL LLCPast·CRD# 6413
BD
Fort Mill, SC
July 2, 2009 - October 8, 2009
EDWARD JONESPast·CRD# 250
RIA
Stephenville, TX
October 2, 2006 - July 7, 2009
EDWARD JONESPast·CRD# 250
BD
Stephenville, TX
June 2, 2004 - July 7, 2009

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Current Firm

JP
JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC

JOHN P. DUBOTS CAPITAL MANAGEMENT, LLC

CRD#: 144468

Contact Information

Main Address

Temecula, CA

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2004About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Jun 2004About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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