Vikramjeet Chopra
Professional summary
Vikramjeet Chopra, who also goes by VIkramjeet Singh Chopra, is a registered financial professional currently at BMO CAPITAL MARKETS CORP. located in New York, New York.
Vikramjeet is registered as a RR (Registered Representative) and started their career in finance in 2007. Vikramjeet has worked at 6 firms and has passed the Series 63, Series 22TO, Series 82TO, Series 99TO, Series 6TO, SIE, Series 87, Series 86 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Vikramjeet Chopra's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 28, 2026 - Present
BMO CAPITAL MARKETS CORP.
Office #1: 151 West 42nd St, New York, NY 10036November 5, 2021 - May 5, 2026
WELLS FARGO SECURITIES, LLC
July 5, 2018 - November 24, 2021
CREDIT SUISSE SECURITIES (USA) LLC
December 24, 2014 - July 10, 2018
UBS SECURITIES LLC
July 1, 2014 - December 3, 2014
PIPER SANDLER & CO.
July 21, 2008 - December 9, 2011
PIPER SANDLER & CO.
June 4, 2007 - August 8, 2008
MORGAN STANLEY & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/28/2026)
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 82TO
Date: 1/2/2023
Limited Representative-Private Securities OfferingsSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
NYSE American LLC
New York Stock Exchange
Current Firm
BMO CAPITAL MARKETS CORP.
CRD#: 16686 / SEC#: 801-73047, 8-34344
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO FINANCIAL CORP. | SHAREHOLDER | |
| BRICKLEY, THOMAS JOHN | FINANCIAL AND OPERATIONS PRINCIPAL | 3028843 |
| ESTEY, WARREN FRANCIS | MANAGING DIRECTOR, INVESTMENT BANKING | 3114183 |
| FORLENZA, MICHAEL | HEAD, CHIEF OPERATING OFFICER | 5886049 |
| KAHRAMAN, LEVENT | MANAGING DIRECTOR, GLOBAL MARKETS | 2802822 |
| WALISEVER, ARI | CHIEF COMPLIANCE OFFICER | 4425793 |
| WOODWARD, JOEL EDWARD | CHIEF FINANCIAL OFFICER | 5467904 |
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 1,210,751,477 |
Disclosures
| Regulatory Event | 46 |
| Civil Event | 1 |
Red Flags
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