SF
Steven M. Felsenthal
MILLBURN RIDGEFIELD LLC
New York, NY 10036
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CRD#: 4782179
SF
Professional summary
Steven Marc Felsenthal is a registered financial professional currently at MILLBURN RIDGEFIELD LLC located in New York, New York.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2020. Steven has worked at 1 firm and has passed the Series 99TO, Series 3, Series 7TO, SIE, Series 14 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Steven Marc Felsenthal's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2020 - Present
MILLBURN RIDGEFIELD LLC
Office #1: 55 West 46th Street 31st Floor, New York, NY 10036RIA
BD
CRD#: 148870
New York, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MR
MILLBURN RIDGEFIELD LLC
HYPATIA CAPITAL ADVISORS LLC | MILLBURN RIDGEFIELD LLC | MILLBURN RIDGEFIELD CORPORATION | MANTLE CAPITAL ADVISORS LLC
CRD#: 148870 / SEC#: 801-60938, 8-68078
RIA
Registered Investment Advisory firm - SEC (3/8/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
General Industry/Product Exam
RR
Series 99TO
Date: 9/6/2024
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/17/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
MR
MILLBURN RIDGEFIELD LLC
HYPATIA CAPITAL ADVISORS LLC | MILLBURN RIDGEFIELD LLC | MILLBURN RIDGEFIELD CORPORATION | MANTLE CAPITAL ADVISORS LLC
CRD#: 148870 / SEC#: 801-60938, 8-68078
RIA
Registered Investment Advisory firm - SEC (3/8/2002 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
55 West 46th Street 31st Floor, New York, NY 10036
Mailing Address
55 West 46th Street 31st Floor, New York, NY 10036
Phone number
(212) 332-7300
Established
Delaware since 01/30/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
56
SEC notice filing (1 States and Territories)
FINRA licenses (1 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MILLBURN CAPITAL LLC | SHAREHOLDER | |
| BEKER, HARVEY | CHAIRMAN | 4504572 |
| BUCKBINDER, GREGG RICHARD | CFO & FINOP, BROKER DEALER | 1899709 |
| BUCKBINDER, GREGG RICHARD | PRESIDENT, CHIEF OPERATING OFFICER | 1899709 |
| FELSENTHAL, STEVEN MARC | GENERAL COUNSEL/ CCO/ CEO OF THE BROKER DEALER | 4782179 |
| FITZSIMMONS, MARK BRUCE | SENIOR VICE PRESIDENT | 1613090 |
| GOODMAN, BARRY ALAN | CO-CHIEF EXECUTIVE OFFICER, EXECUTIVE DIRECTOR OF TRADING | 1785846 |
| SMITH, GRANT NORMAN | CO-CHIEF EXECUTIVE OFFICER | 2230525 |
| WU, ILON | CHIEF FINANCIAL OFFICER | 7245039 |
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 8,966,474,162 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/13/2025 | ||
| 12/24/2024 | ||
| 11/09/2023 | ||
| 09/19/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
