Kenton H. Fagen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenton Heath Fagen, AIF®, who also goes by Heath Fagen, was a registered financial professional .
Kenton is a previously registered financial professional and started their career in finance in 2005. Kenton had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - February 7, 2023
WEALTHPLAN ADVISORS, LLC
April 7, 2005 - August 2, 2016
PRINCIPAL SECURITIES, INC.
April 6, 2005 - August 2, 2016
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
WEALTHPLAN ADVISORS, LLC
CRD#: 150573 / SEC#: 801-76650
Contact information
Regulatory assets under management
| Total Number of Accounts | 982 |
| AUM (Assets Under Management) | $ 2,326,314,868 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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