Steven T. Story

GEM ASSET MANAGEMENT

Plymouth, MI 48170

Some features on this profile are disabled

CRD#: 4782102

Professional summary

Steven Timothy Story, who also goes by S. Timothy Story, Tim Story, is a registered financial advisor currently at GEM ASSET MANAGEMENT, LLC located in Plymouth, Michigan.

Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Steven has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

S. Timothy Story | Tim Story

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Timothy Story's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 5, 2018 - Present

GEM ASSET MANAGEMENT, LLC

Office #1: 261 S Main Street, Plymouth, MI 48170

RIA

CRD#: 124332

Plymouth, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GEM ASSET MANAGEMENT, LLC

CRD#: 124332 / SEC#: 801-67414

RIA

Registered Investment Advisory firm - (1/18/2007 Approved)

Illinois

Registered Investment Advisory firm - (1/18/2007 Terminated)

Michigan

Registered Investment Advisory firm - (4/2/2015 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(1/5/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/29/2017

Uniform Investment Adviser Law Examination

Current Firm

GEM ASSET MANAGEMENT, LLC

CRD#: 124332 / SEC#: 801-67414

RIA

Registered Investment Advisory firm - (1/18/2007 Approved)

Illinois

Registered Investment Advisory firm - (1/18/2007 Terminated)

Michigan

Registered Investment Advisory firm - (4/2/2015 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

261 S. Main Street, Plymouth, MI 48170

Mailing Address

Phone number

(734) 737-9108

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A OF FORM ADV (3/7/2025)

Regulatory assets under management

Total Number of Accounts	1,298
AUM (Assets Under Management)	$ 530,409,076

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Lyndon Davis

LIGHTSQUARE WEALTH MANAGEMENT, LLC

IAR

Farmington Hills, MI

Michael Delap

OSAIC WEALTH, INC.

SCOTTSDALE, AZ

James Mcdonough

J.P. MORGAN SECURITIES LLC

Redford, MI

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Steven T. Story

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Steven Timothy Story's CRS (Customer Relationship Summary).

Certified licenses

Experience

GEM ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

GEM ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/29/2017

Current Firm

GEM ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GEM ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors