Stacy M. Anderson

KOOMAN & ASSOCIATES

ALTOONA, PA 16602

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CRD#: 4782048

Professional summary

Stacy Marie Anderson, who also goes by Stacy Marie Tomlinson, is a registered financial advisor currently at KOOMAN & ASSOCIATES located in Altoona, Pennsylvania.

Stacy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Stacy has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stacy Marie Tomlinson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Independent insurance agent, 10/2003, 0 hours; non-investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Marie Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2022 - Present

KOOMAN & ASSOCIATES

Office #1: 517 S. Logan Blvd., Altoona, PA 16602

RIA

CRD#: 322163

ALTOONA, PA

Past

January 2, 2009 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ALTOONA, PA

Past

October 3, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

ALTOONA, PA

Past

March 28, 2008 - October 13, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ALTOONA, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KOOMAN & ASSOCIATES

CRD#: 322163 / SEC#: 801-126429

RIA

Registered Investment Advisory firm - (12/9/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(10/1/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/27/2008

General Securities Representative Examination

Current Firm

KOOMAN & ASSOCIATES

CRD#: 322163 / SEC#: 801-126429

RIA

Registered Investment Advisory firm - (12/9/2022 Approved)

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Contact information

Main Address

517 S. Logan Blvd., Altoona, PA 16602

Mailing Address

Phone number

(814) 941-4800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	1,256
AUM (Assets Under Management)	$ 472,380,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stacy M. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stacy Marie Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

KOOMAN & ASSOCIATES

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

KOOMAN & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 9/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/27/2008

Current Firm

KOOMAN & ASSOCIATES

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KOOMAN & ASSOCIATES

TRUST BUT VERIFY

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