Patrick J. Illies

TWIN CITIES RETIREMENT GROUP

Plymouth, MN 55446

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CRD#: 4781988

Professional summary

Patrick James Illies, who also goes by Pat James Illies, Patrick J Illies, is a registered financial advisor currently at TWIN CITIES RETIREMENT GROUP located in Plymouth, Minnesota.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Patrick has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Pat James Illies | Patrick J Illies

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Illies's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2015 - Present

TWIN CITIES RETIREMENT GROUP

Office #1: 15600 36th Ave N Suite 240, Plymouth, MN 55446

RIA

CRD#: 154974

Plymouth, MN

Past

April 27, 2005 - February 26, 2009

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Past

October 28, 2004 - April 7, 2005

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CHICAGO, IL

Past

April 29, 2004 - April 7, 2005

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(2/5/2015)

IAR

Texas
(2/26/2025)

IAR

Wisconsin
(2/21/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/25/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/28/2004

General Securities Representative Examination

Current Firm

TWIN CITIES RETIREMENT GROUP

CRD#: 154974 / SEC#:

Louisiana

Registered Investment Advisory firm - (10/7/2025 Terminated)

Minnesota

Registered Investment Advisory firm - (10/21/2010 Approved)

Texas

Registered Investment Advisory firm - (2/26/2025 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (2/17/2017 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

15600 36th Ave N Suite 240, Plymouth, MN 55446

Mailing Address

Phone number

(952) 600-7550

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	214
AUM (Assets Under Management)	$ 131,612,905

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Patrick J. Illies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick James Illies's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIN CITIES RETIREMENT GROUP

CETERA WEALTH SERVICES, LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/25/2004

Series 7

Date: 4/28/2004

Current Firm

TWIN CITIES RETIREMENT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWIN CITIES RETIREMENT GROUP

TRUST BUT VERIFY

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