JG
Joan M. Giardina
CHESLEY, TAFT & ASSOCIATES
Chicago, IL 60603
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CRD#: 4781785
JG
Professional summary
Joan Marie Giardina is a registered financial advisor currently at CHESLEY, TAFT & ASSOCIATES, LLC located in Chicago, Illinois.
Joan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Joan has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joan Marie Giardina's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2008 - Present
CHESLEY, TAFT & ASSOCIATES, LLC
Office #1: 135 S. Lasalle Street Suite 2900, Chicago, IL 60603RIA
CRD#: 111578
Chicago, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CT
CHESLEY, TAFT & ASSOCIATES, LLC
CHESLEY, TAFT & ASSOCIATES, LLC
CRD#: 111578 / SEC#: 801-58177
RIA
Registered Investment Advisory firm - (12/8/2000 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(7/25/2008)
Exams
Current Firm
CT
CHESLEY, TAFT & ASSOCIATES, LLC
CHESLEY, TAFT & ASSOCIATES, LLC
CRD#: 111578 / SEC#: 801-58177
RIA
Registered Investment Advisory firm - (12/8/2000 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
135 S. Lasalle Street Suite 2900, Chicago, IL 60603
Mailing Address
Phone number
(312) 873-1260
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,879 |
| AUM (Assets Under Management) | $ 2,794,834,551 |
Red Flags
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