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Andrea Kaye Doller

AE WEALTH MANAGEMENT
Dayton, OH
·CRD# 4781726·22 years experience

Professional Summary

Andrea Kaye Doller, who also goes by Andie K Doller, Andie K. Doller, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Dayton, Ohio. Andrea is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Andrea has worked at 7 firms and has passed the Series 66, SIE, Series 7, Series 6 and Series 24 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Andie K Doller, Andie K. Doller

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

22 years in the financial services industry

Current & Past Employments

Current

AE WEALTH MANAGEMENT, LLCCurrent·CRD# 282580
RIA
One Russell Place, Dayton, OH 45409
February 6, 2024 - Present

Past

ARKADIOS WEALTH ADVISORSPast·CRD# 288863
RIA
Dayton, OH
September 14, 2022 - March 29, 2024
ARKADIOS CAPITALPast·CRD# 282710
BD
Dayton, OH
September 14, 2022 - March 29, 2024
KALOS MANAGEMENTPast·CRD# 133025
RIA
Dayton, OH
April 13, 2021 - September 8, 2022
KALOS CAPITAL, INC.Past·CRD# 44337
BD
Dayton, OH
March 12, 2021 - September 8, 2022
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
RIA
Dayton, OH
August 19, 2013 - December 6, 2018
PNC WEALTH MANAGEMENT LLCPast·CRD# 129052
BD
Dayton, OH
August 19, 2013 - December 6, 2018
THE HUNTINGTON INVESTMENT COMPANYPast·CRD# 16986
RIA
Centerville, OH
January 5, 2012 - August 5, 2013
THE HUNTINGTON INVESTMENT COMPANYPast·CRD# 16986
BD
Centerville, OH
March 1, 2010 - August 5, 2013
THE HUNTINGTON INVESTMENT COMPANYPast·CRD# 16986
BD
West Chester, OH
June 17, 2004 - May 5, 2009

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Current Firm

AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

Contact Information

Main Address

2950 Sw Mcclure Road Suite B, Topeka, KS 66614

Phone Number

(866) 363-9595

# of Employees

630

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A APPENDIX 1 (3/31/2026)

Regulatory Assets Under Management

Total Number of Accounts

282,995

AUM (Assets Under Management)

$49,837,385,888

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) Russell Total Wealth & Wellness; Yes Investment Related; One Russell Place, Dayton, OH 45409; Insurance Sales; POSITION Wealth Advisor; START DATE: 01/2021; Approx. 20 hours a month; Approx. 20 hours during trading; Insurance Sales and Services. 2.) Dayton Children's Hospital Planned Giving Advisory Committee; Not Investment Related; One Children's Plaza, Dayton, OH 45404; Advisory Committee; Position: Board Chair; Start Date: 12/2019; Approx. 1 hour a month; Approx 1 hour during trading; Conduct committee quarterly meetings. 3.) Russell Smart Insight Tax Advisors, LLC; Investment Related: No; One Russell Place, Dayton OH 45409; Personal and Business tax preparation, Planning, and Bookkeeping; Minority Partner; Start Date 01/2026; Approx hours per month: 5; Approx hours during trading: 0; Contributor to strategic vision, growth initiatives, and future acquisition. 4.)Russell Smart Insight Tax Advisors, LLC; Investment Related: No; One Russell Place, Dayton OH 45409; Accounting firm & tax preparation; Minority Owner; Start Date 01/2026; Approx hours per month: 1; Approx hours during trading: 0; Serve in a leadership role, offering guidance on the direction of the business and reviewing financials for the business. 5.) Next Generation Coaching; Investment Related: No; One Russell Place, Dayton OH 45409; Coaching Program; Professor/Coach; Start Date 11/2025; Approx hours per month: 10; Approx hours during trading: 5; I am one of 4 coaching "professors" that make up the Next Generation Coaching Group.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC

AE WEALTH MANAGEMENT, LLC

CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - SEC (2/17/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Ohio
(2/6/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2012About the Series 66 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Mar 2010About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2004About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Feb 2011About the Series 24 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Andrea Kaye Doller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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