KD
Kevin M. Davis
WESBANCO SECURITIES
Lawrenceburg, KY 40342
Some features on this profile are disabled
CRD#: 4781717
KD
Professional summary
Kevin M Davis, who also goes by Kevin Michael Davis, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Lawrenceburg, Kentucky.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kevin Michael Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin M Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin M Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2021 - Present
WESBANCO SECURITIES, INC.
Office #1: 128 S. Main St., Lawrenceburg, KY 40342Office #2: 100 United Dr, Versailles, KY 40383RIA
BD
CRD#: 43276
Lawrenceburg, KY
Current
August 16, 2021 - Present
WESBANCO SECURITIES, INC.
Office #1: 128 S. Main St., Lawrenceburg, KY 40342Office #2: 100 United Dr, Versailles, KY 40383RIA
BD
CRD#: 43276
Lawrenceburg, KY
Past
November 22, 2019 - June 18, 2021
MORGAN STANLEY
RIA
CRD#: 149777
LOUISVILLE, KY
Past
November 20, 2019 - June 18, 2021
MORGAN STANLEY
BD
CRD#: 149777
LOUISVILLE, KY
Past
August 15, 2016 - September 17, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOUISVILLE, KY
Past
July 22, 2016 - September 17, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOUISVILLE, KY
Past
July 16, 2014 - June 20, 2016
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
LOUISVILLE, KY
Past
July 11, 2014 - June 20, 2016
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
LOUISVILLE, KY
Past
June 26, 2013 - July 15, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
SOMERSET, KY
Past
June 26, 2013 - July 15, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
SOMERSET, KY
Past
May 10, 2011 - June 25, 2013
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
LOUISVILLE, KY
Past
May 10, 2011 - June 25, 2013
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
LOUISVILLE, KY
Past
July 6, 2009 - May 12, 2011
EDWARD JONES
RIA
CRD#: 250
LOUISVILLE, KY
Past
June 25, 2009 - May 12, 2011
EDWARD JONES
BD
CRD#: 250
LOUISVILLE, KY
Past
July 8, 2004 - October 25, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/22/2025)
IAR
Florida(10/22/2025)
RR
Indiana(8/27/2021)
RR
Kentucky(8/17/2021)
IAR
Kentucky(8/17/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WS
WESBANCO SECURITIES, INC.
COMMBANC INVESTMENTS, INC. | WESBANCO SECURITIES, INC.
CRD#: 43276 / SEC#: 801-119845, 8-50220
RIA
Registered Investment Advisory firm - SEC (12/8/2020 Approved)Indiana
Registered Investment Advisory firm - SEC (1/8/2021 Terminated)Kentucky
Registered Investment Advisory firm - SEC (12/22/2020 Terminated)Maryland
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)North Carolina
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Ohio
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (12/23/2020 Terminated)West Virginia
Registered Investment Advisory firm - SEC (12/31/2020 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
135 West Main St, St Clairsville, OH 43950
Mailing Address
1 Bank Plaza, Wheeling, WV 26003
Phone number
(304) 905-7215
Established
Ohio since 10/03/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
100
SEC notice filing (25 States and Territories)
FINRA licenses (28 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WESBANCO INC. | OWNER | |
| CONNER, JAMES LEROY | FINOP | 5339285 |
| GARDILL, JAMES C | COUNSEL | |
| JACKSON, JEFF | DIRECTOR | 7692472 |
| LOVE, SCOTT ALAN | DIRECTOR | 2854247 |
| LUZAR, JAY MICHAEL | DIRECTOR | |
| PERKINS, MICHAEL L | DIRECTOR | 7531438 |
| STAVSKY, LISA FINKELSTEIN | DIRECTOR - MANAGING DIRECTOR/PRESIDENT/CEO | 1749197 |
| WILSON, ROSE LYNN | CCO, MANAGING DIRECTOR OF COMPLIANCE & DIRECTOR | 4072715 |
| ZATTA, JAY | DIRECTOR | 7693273 |
Regulatory assets under management
| Total Number of Accounts | 850 |
| AUM (Assets Under Management) | $ 166,458,070 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WESBANCO SECURITIES, INC.
CRD#: 43276Lawrenceburg, KY 40342TRUST BUT VERIFY
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