KD
Kevin M. Davis
WESBANCO SECURITIES
Versailles, KY 40383
CRD#: 4781717
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KD
Kevin M DavisWESBANCO SECURITIES
Professional summary
Kevin M Davis, who also goes by Kevin Michael Davis, is a registered financial advisor currently at WESBANCO SECURITIES, INC. located in Versailles, Kentucky and FIFTH THIRD SECURITIES, INC. located in Lexington, Kentucky.
Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2004. Kevin has worked at 8 firms and has passed the Series 66, SIE and Series 7 exams.
Aliases
Kevin Michael Davis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin M Davis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Kevin M Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 17, 2021 - Present
WESBANCO SECURITIES, INC.
Office #1: 100 United Dr, Versailles, KY 40383Office #2: 2509 Sir Barton Way, Lexington, KY 40509Office #3: 1301 Us 127, Frankfort, KY 40601RIA
BD
CRD#: 43276
Versailles, KY
Current
June 23, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 3061 Harrodsburg Road, Lexington, KY 40513RIA
BD
CRD#: 628
LEXINGTON, KY
Current
August 16, 2021 - Present
WESBANCO SECURITIES, INC.
Office #1: 100 United Dr, Versailles, KY 40383Office #2: 2509 Sir Barton Way, Lexington, KY 40509Office #3: 1301 Us 127, Frankfort, KY 40601RIA
BD
CRD#: 43276
Versailles, KY
Current
June 23, 2026 - Present
FIFTH THIRD SECURITIES, INC.
Office #1: 3061 Harrodsburg Road, Lexington, KY 40513RIA
BD
CRD#: 628
LEXINGTON, KY
Past
November 22, 2019 - June 18, 2021
MORGAN STANLEY
RIA
CRD#: 149777
LOUISVILLE, KY
Past
November 20, 2019 - June 18, 2021
MORGAN STANLEY
BD
CRD#: 149777
LOUISVILLE, KY
Past
August 15, 2016 - September 17, 2019
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
LOUISVILLE, KY
Past
July 22, 2016 - September 17, 2019
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
LOUISVILLE, KY
Past
July 16, 2014 - June 20, 2016
FIFTH THIRD SECURITIES, INC.
RIA
CRD#: 628
LOUISVILLE, KY
Past
July 11, 2014 - June 20, 2016
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 628
LOUISVILLE, KY
Past
June 26, 2013 - July 15, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
SOMERSET, KY
Past
June 26, 2013 - July 15, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
SOMERSET, KY
Past
May 10, 2011 - June 25, 2013
BB&T INVESTMENT SERVICES, INC.
RIA
CRD#: 33856
LOUISVILLE, KY
Past
May 10, 2011 - June 25, 2013
BB&T INVESTMENT SERVICES, INC.
BD
CRD#: 33856
LOUISVILLE, KY
Past
July 6, 2009 - May 12, 2011
EDWARD JONES
RIA
CRD#: 250
LOUISVILLE, KY
Past
June 25, 2009 - May 12, 2011
EDWARD JONES
BD
CRD#: 250
LOUISVILLE, KY
Past
July 8, 2004 - October 25, 2004
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/2/2026)
RR
Florida(10/22/2025)
IAR
Florida(10/22/2025)
RR
Florida(7/2/2026)
RR
Georgia(7/2/2026)
RR
Illinois(7/2/2026)
RR
Indiana(8/27/2021)
RR
Indiana(7/2/2026)
RR
Kentucky(8/17/2021)
IAR
Kentucky(8/17/2021)
RR
Kentucky(6/23/2026)
IAR
Kentucky(6/23/2026)
RR
Michigan(7/2/2026)
RR
Nevada(7/2/2026)
RR
New Mexico(7/2/2026)
RR
New York(7/2/2026)
RR
North Carolina(7/2/2026)
RR
Ohio(7/2/2026)
RR
Pennsylvania(7/2/2026)
RR
South Carolina(7/2/2026)
RR
Tennessee(7/2/2026)
RR
Texas(7/2/2026)
RR
Utah(7/2/2026)
RR
Virginia(7/2/2026)
RR
West Virginia(7/2/2026)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
FIFTH THIRD SECURITIES, INC.
FIFTH THIRD SECURITIES | THE OHIO COMPANY | FIFTH THIRD/THE OHIO COMPANY | FIFTH THIRD SECURITIES, INC.
CRD#: 628 / SEC#: 801-63623, 8-2428
RIA
Registered Investment Advisory firm - SEC (11/17/2004 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
34 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Mailing Address
38 Fountain Square Plaza Md 1090am, Cincinnati, OH 45263
Phone number
(888) 889-1025
Established
Ohio since 05/01/1925
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,349
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIFTH THIRD BANK, NATIONAL ASSOCIATION | OWNER | |
| CORSARIE, ROBERT ALBERT | DIRECTOR, HEAD OF RETAIL BROKERAGE | 2213136 |
| JACOBS, JARRETT ANDREW | DIRECTOR, BD CHIEF COMPLIANCE OFFICER/RIA CHIEF COMPLIANCE OFFICER | 3190249 |
| JOHNSON MOBLEY, SHANNON | DIRECTOR, REGIONAL INVESTMENT MANAGER | 2583704 |
| KELLY, GINGER MICHELLE | DIRECTOR, CHIEF ADMINISTRATIVE OFFICER - RETAIL | 2357692 |
| LUDWICK, JAMES PAUL | DIRECTOR, EXECUTIVE DIRECTOR OF INSTITUTIONAL BUSINESS | 4286771 |
| LYONS, TIMOTHY | DIRECTOR, MANAGING DIRECTOR-TRADING | 2544688 |
| MARCUS, ROBERT FRANKLIN | DIRECTOR, HEAD OF CAPITAL MARKETS | 2512810 |
| OVERMANN, JUSTIN MICHAEL | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 4419793 |
| STRATMOEN, CHRISTOPHER SCOTT | DIRECTOR, PRINCIPAL FINANCIAL OFFICER | 5873893 |
Regulatory assets under management
| Total Number of Accounts | 43,067 |
| AUM (Assets Under Management) | $ 9,127,646,064 |
Disclosures
| Regulatory Event | 38 |
| Arbitration | 19 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/20/2025 | ||
| 08/26/2024 | ||
| 10/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIFTH THIRD SECURITIES, INC.
CRD#: 628Versailles, KY 40383TRUST BUT VERIFY
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