Kathleen E. Cook
Professional summary
Kathleen Elizabeth Cook, who also goes by Kate Blood, Kathleen Elizabeth Blood, Kathy Blood, Kathleen Elizabeth Barrett, Kate Cook, Kathy Cook, is a registered financial professional currently at ATHENE SECURITIES, LLC located in West Des Moines, Iowa.
Kathleen is registered as a RR (Registered Representative) and started their career in finance in 2004. Kathleen has worked at 6 firms and has passed the Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kathleen Elizabeth Cook's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 12, 2026 - Present
ATHENE SECURITIES, LLC
Office #1: 7700 Mills Civic Parkway, West Des Moines, IA 50266September 1, 2022 - January 22, 2026
ALLIANZ LIFE FINANCIAL SERVICES, LLC
November 9, 2006 - April 27, 2011
METLIFE INVESTORS DISTRIBUTION COMPANY
January 31, 2005 - November 15, 2006
VOYA FINANCIAL PARTNERS, LLC
May 17, 2004 - January 12, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
May 17, 2004 - January 12, 2005
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/31/2022
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ATHENE SECURITIES, LLC
CRD#: 36867 / SEC#: , 8-47499
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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Company Information
ATHENE SECURITIES, LLC
CRD#: 36867West Des Moines, IA 50266TRUST BUT VERIFY
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