Yailing Collazo

BGV FINANCIAL ADVISORS

Miami, FL 33131

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CRD#: 4781297

Professional summary

Yailing Collazo is a registered financial advisor currently at BGV FINANCIAL ADVISORS located in Miami, Florida and BGV SECURITIES located in Miami, Florida.

Yailing is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2007. Yailing has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) GLS REAL ESTATE AS A REAL ESTATE LICENSED AGENT, APPROX. 1 HOUR PER MONTH., (2) COMPLIANCE OFFICER AT BGV FINANCIAL ADVISORS; AFFILIATED ADVISORY FIRM; ADDRESS: 201 S BISCAYNE BLVD SUITE 1130. MIAMI, FL 33131; NATURE OF BUSINESS: INVESTMENT ADVISER/ASSET MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yailing Collazo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 1, 2023 - Present

BGV FINANCIAL ADVISORS

Office #1: 201 S. Biscayne Blvd Suite 1130, Miami, FL 33131

RIA

CRD#: 324511

Miami, FL

Current

October 7, 2022 - Present

BGV SECURITIES

Office #1: 201 S Biscayne Blvd Suite 1130, Miami, FL 33131Office #3: 201 S Biscayne Blvd Suite 1130, Miami, FL 33131

CRD#: 315086

Miami, FL

Past

November 29, 2018 - February 18, 2022

INSIGNEO ADVISORY SERVICES, LLC

RIA

CRD#: 282589

MIAMI, FL

Past

December 11, 2017 - February 18, 2022

INSIGNEO SECURITIES, LLC

CRD#: 29249

MIAMI, FL

Past

January 15, 2008 - October 1, 2009

BULLTICK SECURITIES, LLC

CRD#: 132092

MIAMI, FL

Past

July 17, 2007 - September 25, 2008

BULLTICK, LLC

CRD#: 104005

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BGV FINANCIAL ADVISORS

BGV | BGV FINANCIAL ADVISORS USA, LLC | BGV FINANCIAL ADVISORS

CRD#: 324511 / SEC#: 801-128743

RIA

Registered Investment Advisory firm - (10/12/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(12/6/2022)

IAR

Florida
(12/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/12/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/11/2017

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/20/2018

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BGV FINANCIAL ADVISORS

BGV | BGV FINANCIAL ADVISORS USA, LLC | BGV FINANCIAL ADVISORS

CRD#: 324511 / SEC#: 801-128743

RIA

Registered Investment Advisory firm - (10/12/2023 Approved)

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Contact information

Main Address

201 S. Biscayne Blvd Suite 1130, Miami, FL 33131

Mailing Address

Phone number

(305) 615-2070

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BGV FINANCIAL ADVISORS - WRAP BROCHURE (2/27/2025)

BGV FINANCIAL ADVISORS - BROCHURE (2/27/2025)

Regulatory assets under management

Total Number of Accounts	12
AUM (Assets Under Management)	$ 119,097,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Yailing Collazo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Yailing Collazo's CRS (Customer Relationship Summary).

Certified licenses

Experience

BGV SECURITIES

INSIGNEO ADVISORY SERVICES, LLC

INSIGNEO SECURITIES, LLC

BULLTICK SECURITIES, LLC

BULLTICK, LLC

Primary Firm SEC Registration

BGV FINANCIAL ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 9/12/2018

SIE

Date: 10/1/2018

Series 7

Date: 12/11/2017

Series 24

Date: 2/20/2018

FINRA

Current Firm

BGV FINANCIAL ADVISORS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BGV FINANCIAL ADVISORS

TRUST BUT VERIFY

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